automatic enrollment notice
Posted 14 November 2007 - 03:33 PM
I've dummied up a safe harbor notice the best I can, looking for any comments if I have missed anything, etc.
the highlighted parts pertain to the auto enroll requirements (unless as I say I have missed something. )
If I wait for the govt, well it might be forever.
Posted 16 November 2007 - 07:20 AM
(Guess I need to modify my initial attempt a little, [still, I should be able to get a form to be produced out of Relius])
now my goal is to get it to 4 pages
Posted 16 November 2007 - 10:33 AM
"You must describe the Planís QDIA, including its investment objectives, risk and return characteristics..."This will be specific to the default fund - I'm thinking we may need something like a morningstar report and and perhaps have the notice refer to that?
Posted 19 November 2007 - 07:04 AM
I only have one at the moment, a non-safe harbor, and have managed to squeeze it all into 3 pages.
Posted 19 November 2007 - 01:55 PM