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404a-5 Change Notice


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2 replies to this topic

#1 Archimage

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Posted 07 February 2012 - 09:17 AM

The DOL regs require a that a participant be furnished a notice of a description of a change at least 30 but no more than 90 days before the effective date of the change. Does anyone know exactly what that notice must include? I don't see that the regs require you to include all of the annual disclosure information. Can a plan just say we are replacing Fund A with Fund B or do they actually have to include all of the required information just like the annual notice?

#2 Archimage

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Posted 12 March 2012 - 11:13 AM

Anyone have any luck with this?

#3 Bird

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Posted 12 March 2012 - 12:20 PM

If I get what you're talking about, it says if there is a change to "the information" you have to describe the change, so I'd think that description would have to include all of the required information on Fund B.