BG5150 Posted March 24, 2015 Share Posted March 24, 2015 I understand that self-directed brokerage accounts are not required to furnish a fund comparison chart for 404(a)5 because the universe is virtually unlimited. However, what if the trustee is doing something prudent, and following DoL wishes and having a 'suggested" fund lineup along with the open architecture. Do they have to come up with that chart pertaining to only the suggested funds? If you can point me to where that says that either way, I'd be appreciative. (I do know that even with an open architecture some sort of Notice is required, albeit somewhat abbreviated.) QKA, QPA, CPC, ERPATwo wrongs don't make a right, but three rights make a left. Link to comment Share on other sites More sharing options...
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