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  1. Investment in Real Estate (1 reply)
  2. Listing of QDIAs? (1 reply)
  3. Mix and Match Personal Funds and Plan Benefits in an investment (10 replies)
  4. Investment instructions for plan assets were not followed for 10 years (2 replies)
  5. Self-directed investment option (wide open) (2 replies)
  6. Life Insurance Benficiary (16 replies)
  7. ERISA 404(b) "indicia of ownership" (16 replies)
  8. Settlement proceeds (1 reply)
  9. Tullis v UMB Bank (0 replies)
  10. Change in Investment Options (0 replies)
  11. Universal Life Insurance in a Profit Sharing Plan (12 replies)
  12. ERISA 404c Defense (5 replies)
  13. Broker-dealer that sponsors 401k plan serving as their own broker (3 replies)
  14. Using plan assets to purchase business (3 replies)
  15. Definition of "assests under management" for QPAM Exemption (0 replies)
  16. Has anyone seen an ERISA 408(g) compliance audit? (3 replies)
  17. Life insurance as qualified plan investment (20 replies)
  18. May a 401(k) plan refuse paper investment directions? (10 replies)
  19. Investment errors (9 replies)
  20. Quailfying Employer Real Property (0 replies)
  21. Limit on Self-Directed Brokerage? (1 reply)
  22. term life insurance in DC plan (2 replies)
  23. Potential Party In Interest (1 reply)
  24. Gold Coins (4 replies)
  25. Simple ERISA 404(b) Question (3 replies)
  26. broker fraud (5 replies)
  27. Self-Directed Brokerage Accounts (2 replies)
  28. Open Brokerage and 404(c) (9 replies)
  29. Savings & Loan with self investing? (0 replies)
  30. Foreign Tax Withholding (5 replies)
  31. Madoff investment as a prohibited transaction? (3 replies)
  32. Earnings on Forfeitures (4 replies)
  33. Discriminatory? (3 replies)
  34. Distribution and stock market issue (4 replies)
  35. Model investment management agreement checklist? (0 replies)
  36. Taking 'stock' of the last year (0 replies)
  37. Money Market and Recordkeepers (0 replies)
  38. Prefunded Money Purchase Contribution (13 replies)
  39. Self Directed brokerage (1 reply)
  40. Rental real estate in plan (1 reply)
  41. owner wants to buy company stock using rollover money (2 replies)
  42. Participant's son as broker (6 replies)
  43. Possible bankruptcy of provider? (6 replies)
  44. non-owner participant wants to purchase real estate (9 replies)
  45. Audits for Investment Advisers under PPA (1 reply)
  46. Real Estate LLC and Regulated Financial Institution (5 replies)
  47. Sponsor Lease from Partially Plan-Owned LLC (1 reply)
  48. Personal Guaranty Creates Prohibited Transaction? (0 replies)
  49. Short Selling in IRA / Profit Sharing Plan (0 replies)
  50. ALL Index Funds in a 401(k)? (6 replies)
  51. Annuities (1 reply)
  52. plan purchasing real estate (19 replies)
  53. QPAM (1 reply)
  54. Investment Expense Ratios (0 replies)
  55. Proposed Fee Disclosure Regulations (3 replies)
  56. reverse mortgage (1 reply)
  57. Foreign investments (5 replies)
  58. Replacing a Insurance policy with a new policy (11 replies)
  59. The sale of Real Estate from a Profit Sharing Plan (3 replies)
  60. Plan fees charged to participants (2 replies)
  61. Delayed Receipt in Trading (1 reply)
  62. Invest in Business (2 replies)
  63. QDIA - Fund Merger or Liquidation (0 replies)
  64. QDIA: when do you deliver prospectus (8 replies)
  65. In LaRue: Supreme Court Upholds Participant's Damages Claim (38 replies)
  66. Problem with insurance premium (5 replies)
  67. QDIA Notices (2 replies)
  68. QDIA and Target Date Funds (1 reply)
  69. QDIA Final Regs. (8 replies)
  70. proprietary funds and 406(b) (1 reply)
  71. Trustee & owner places assets with its customer (3 replies)
  72. An investment is available only to people with high net worth (9 replies)
  73. Internal Investment Advisor (0 replies)
  74. QDIA (1 reply)
  75. ERISA 101(m) Diversification Noitce (0 replies)
  76. Market Value Equalizer Payments (6 replies)
  77. Investment Advice -- PPA or pre-PPA rules? (0 replies)
  78. Investment advisor question (re: erisa bond) (5 replies)
  79. 404(c) Fee Disclosure (0 replies)
  80. what responsibility does a 457 plan sponsor have in regards to investments (1 reply)
  81. Avoiding PS 58 Costs? (3 replies)
  82. Finance your new Business through a 401(k) (11 replies)
  83. Participant Receiving Commissions (3 replies)
  84. Education or Advice (5 replies)
  85. participants investing in company projects (4 replies)
  86. 404(c)(5) QDIA Regs (0 replies)
  87. Investment Firm Provides Opinion on 401(k) Fee Disclosure (6 replies)
  88. Collective Investment Trust Investments (2 replies)
  89. Can Participants Use IDA to Purchase Company Headquarters? (6 replies)
  90. Handling distribution checks - bonding or fiduciary issues? (4 replies)
  91. Guaranteed Annuity Contracts (0 replies)
  92. Investment Manager under ERISA 3(38) (0 replies)
  93. 404(c) and investment alternatives (2 replies)
  94. Dividends on Matching Employer Securities Contributions (0 replies)
  95. Violation in submitting trade requests to Bank? (1 reply)
  96. Voting stock in retirement plan? (1 reply)
  97. Bond? (3 replies)
  98. PTE for director who would provide investment services? (1 reply)
  99. Pooled Separate Accounts and ERISA (4 replies)
  100. Bankrupt Fund in the Plan (0 replies)
  101. Fiduciary and prohibited transaction (1 reply)
  102. Fee-based advisors (12 replies)
  103. Self-Direction Discrimination? (5 replies)
  104. Fiduciary indemnification (2 replies)
  105. Providing a prospectus as required under 404(c) (1 reply)
  106. Investment in Real Estate (2 replies)
  107. Not a Party-In-Interest? (1 reply)
  108. Prohibited Transaction? (1 reply)
  109. PS plan investment (7 replies)
  110. Buying on Margin (0 replies)
  111. Investments Allowed (4 replies)
  112. Commingled Trust vs. Collective Investment Fund (0 replies)
  113. Discriminatory investment condition (1 reply)
  114. Real Estate in a DB Plan (3 replies)
  115. upcoming guidance from DOL re: fees? (0 replies)
  116. Self-Dealing and/or Exclusive Benefit Question (11 replies)
  117. Private Placement Investments (0 replies)
  118. Real Estate Valuation (5 replies)
  119. Officer makes an improper investment of his self directed account (7 replies)
  120. Financial advisor who wants to do good (11 replies)
  121. Blue Sky Law (2 replies)
  122. Employer Securities (0 replies)
  123. Investment in insurance on spouse (0 replies)
  124. Silver Boullions in Earmarked 401(k) Acct? (1 reply)
  125. Company hires outside investment advisor. (0 replies)
  126. Does your custodian provide fraud protection? (0 replies)
  127. 404(c) compliance (5 replies)
  128. Financial Advisor = Fiduciary? (24 replies)
  129. Okay For Sponsor to Invest Plan Assets in Fund it Manages? (1 reply)
  130. Allowable Investment? (22 replies)
  131. Revenue Sharing (4 replies)
  132. Trasnferring assets (0 replies)
  133. Limited Partnership Setting Up Retirement Plan (0 replies)
  134. unrestricted investment options (4 replies)
  135. How much of the plan can be "debt"? (6 replies)
  136. Real Estate under LLC as Investment in 401(k)/PSP (4 replies)
  137. Potential commissions if real estate in a plan is sold (5 replies)
  138. A Question about Life Insurance in a Qualified Plan (0 replies)
  139. location of assets (8 replies)
  140. How about this one...is it prohibited?Soft-dollars in collective funds where <25% of investors are retirement plan assets (2 replies)
  141. Is this a prohibited transaction? (2 replies)
  142. Prohibited Tx Question (2 replies)
  143. Fiduciary with insider information (7 replies)
  144. OFFSHORE INVESTMENTS (1 reply)
  145. Investment Standards (0 replies)
  146. Are Separately Managed Accounts allowed? (0 replies)
  147. Directed Brokerage - Liability of trustee? (0 replies)
  148. Private Securities as a Plan Asset (1 reply)
  149. Margin Investments (37 replies)
  150. Investment Advice v Education (12 replies)
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