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DOL Advisory Opinion 2001-10a: Fees Paid to Plan Sponsor for Trustee Services Are Prohibited Transaction
Employee Benefits Security Administration [EBSA], U.S. Department of Labor [DOL] 
Dec. 20, 2001 "[It] is the opinion of the Department that if Laurel provides trustee services to the Plans and charges the Plans a fee that exceeds the direct expenses that Laurel incurs in the provision of trustee services to the Plans, it would engage in violations of ERISA section 406(b)(1) and (2), which would not be exempted by ERISA section 408(b)(2) or (6)." MORE >> |
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