Communication and Disclosure to Participants

351 topics in this forum

1. SPD Checklist

   By PJ2009, April 14, 2009
   • 2 replies
   • 2.4k views
   • 
   • PJ2009
   • April 14, 2009

2. Notice Re: Freeze of Plan Zone Status

   By Guest arasalin, March 26, 2009
   • 0 replies
   • 1.6k views
   • 
   • Guest
   • March 26, 2009

3. notice required for change in investment options

   By Gudgergirl, March 12, 2009
   • 1 reply
   • 2.9k views
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   • RCK
   • March 24, 2009

4. Missing Participant

   By Guest TuckerB, February 12, 2009
   • 5 replies
   • 2.3k views
   • 
   • david rigby
   • February 19, 2009

5. 204(h)

   By Guest TuckerB, February 2, 2009
   • 1 reply
   • 1.6k views
   • 
   • J Simmons
   • February 2, 2009

6. Notice for filing Form 5300

   By Guest Erisanubee, January 27, 2009
   • 11 replies
   • 2.6k views
   • 
   • Guest
   • January 28, 2009

7. Corrected 1099-R for Prior Tax Year

   By Guest CTB, January 15, 2009
   • 4 replies
   • 9.4k views
   • 
   • Guest
   • February 18, 2009

8. PPA Section 501 Annual Funding Notice

   By Guest Chris209, January 13, 2009
   • 6 replies
   • 3.7k views
   • 
   • Guest
   • April 28, 2009

9. QDIA Notice

   By blue, November 20, 2008
   • 0 replies
   • 1.7k views
   • 
   • blue
   • November 20, 2008

10. annual participant notices

    By DMcGovern, October 9, 2008
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • March 4, 2009

11. filing late under dfvcp and SAR's

    By Guest bruss, September 9, 2008
    • 6 replies
    • 4.3k views
    • 
    • Guest
    • December 24, 2009

12. Return to sender or wrong address

    By benpat3, July 7, 2008
    • 9 replies
    • 5.9k views
    • 
    • John Feldt ERPA CPC QPA
    • August 25, 2008

13. black out notice

    By Lori H, May 21, 2008
    • 14 replies
    • 3.8k views
    • 
    • Kimberly S
    • May 28, 2008

14. Notice of automatic increase required?

    By Guest mac_qka, March 25, 2008
    • 1 reply
    • 2.3k views
    • 
    • WDIK
    • April 21, 2008

15. Botched Notification of Investment Mapping

    By Christine Roberts, March 18, 2008
    • 1 reply
    • 1.9k views
    • 
    • Peter Gulia
    • March 19, 2008

16. Comminications and Disclosure

    By Guest Karenm, January 31, 2008
    • 3 replies
    • 3.3k views
    • 
    • JanetM
    • February 1, 2008

17. Profit Sharing going to IRA

    By Guest scottk, November 12, 2007
    • 4 replies
    • 2.5k views
    • 
    • Kimberly S
    • November 13, 2007

18. DOL initiatives on fee disclosures effect 403(b)(7) plans

    By Nassau, October 22, 2007
    • 0 replies
    • 2k views
    • 
    • Nassau
    • October 22, 2007

19. Trying to locate old plan

    By dmwe, September 5, 2007
    • 4 replies
    • 2.6k views
    • 
    • dmwe
    • September 24, 2007

20. Detalied Investment Fund Listing in SPD?

    By namealreadyinuse, July 31, 2007
    • 1 reply
    • 2.9k views
    • 
    • Guest
    • December 19, 2007

21. Failure to communicate existence of plan feature

    By lexi, July 16, 2007
    • 3 replies
    • 2.4k views
    • 
    • J Simmons
    • August 27, 2009

22. right to defer distribution

    By AKconsult, July 12, 2007
    • 1 reply
    • 2.8k views
    • 
    • J Simmons
    • July 12, 2007

23. Black Out Notice

    By Monica Barnard, July 9, 2007
    • 1 reply
    • 2.4k views
    • 
    • JanetM
    • July 9, 2007

24. Automatic Enrollment

    By Guest Denise S. Prince, May 29, 2007
    • 3 replies
    • 3.4k views
    • 
    • Peter Gulia
    • May 30, 2007

25. a schools right to demand diagnosis on doctor slip

    By Guest josh462365, May 17, 2007
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • May 24, 2007

26. Permitted Disparity

    By Guest jetfaninmn, May 7, 2007
    • 1 reply
    • 4.3k views
    • 
    • John Feldt ERPA CPC QPA
    • May 7, 2007

27. Participant Disclosure under PPA

    By msmith, April 27, 2007
    • 2 replies
    • 3.5k views
    • 
    • J Simmons
    • May 9, 2007

28. PPA Notice for 403b plan?

    By jkharvey, April 25, 2007
    • 0 replies
    • 2.5k views
    • 
    • jkharvey
    • April 25, 2007

29. Participant Statements & PPA Vestng Requirement

    By mschwechter, April 2, 2007
    • 1 reply
    • 3.2k views
    • 
    • J Simmons
    • April 2, 2007

30. Total Comp Statement

    By wsp, January 30, 2007
    • 0 replies
    • 2.4k views
    • 
    • wsp
    • January 30, 2007

31. Choosing between DC or DB Plan

    By Guest IRISH79, January 25, 2007
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • January 25, 2007

32. PPA Diversification Notice

    By Randy Watson, November 14, 2006
    • 4 replies
    • 3.6k views
    • 
    • saabraa
    • December 1, 2006

33. Plan expenses

    By Guest Jon G., November 8, 2006
    • 0 replies
    • 2.5k views
    • 
    • Guest
    • November 8, 2006

34. Electronic Notice

    By Guest ktyler, October 30, 2006
    • 6 replies
    • 3.4k views
    • 
    • Guest
    • November 10, 2008

35. Diversification Notice

    By J2D2, October 27, 2006
    • 0 replies
    • 1.7k views
    • 
    • J2D2
    • October 27, 2006

36. Investment Fact Sheets

    By Archimage, August 15, 2006
    • 1 reply
    • 2.9k views
    • 
    • Guest
    • September 21, 2006

37. Summaries of Material Modifications

    By Guest pcohen, August 10, 2006
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • August 10, 2006

38. Violation of SAR reporting - actionable by Participant?

    By Guest KoreAmBear, April 13, 2006
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • April 13, 2006

39. Posting information on workplace bulletin board

    By Guest Tammy2006, January 14, 2006
    • 7 replies
    • 5.5k views
    • 
    • Effen
    • January 17, 2006

40. Tax question

    By Guest Nautical, September 13, 2005
    • 5 replies
    • 4.7k views
    • 
    • Guest
    • September 15, 2005

41. Are there specific requirements for Term Vested Notice for DB Plan participants?

    By Guest gerry326, July 27, 2005
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • July 27, 2005

42. Happy anniversary Dave

    By david rigby, July 27, 2005
    • 10 replies
    • 7.8k views
    • 
    • Belgarath
    • April 30, 2007

43. Affected participants for SMM

    By Guest Bud, July 19, 2005
    • 4 replies
    • 3.7k views
    • 
    • No Name
    • July 19, 2005

44. Benefits Administration forms

    By Theresa Lynn, March 9, 2005
    • 1 reply
    • 2k views
    • 
    • Guest
    • March 9, 2005

45. Any Experiences ?

    By Guest Bobhouth, December 20, 2004
    • 3 replies
    • 2.6k views
    • 
    • Ron Snyder
    • December 20, 2004

46. Planet ERISA - Lost in space?

    By J2D2, November 19, 2004
    • 1 reply
    • 2.9k views
    • 
    • GBurns
    • November 19, 2004

47. Administration's financial education efforts

    By Theresa Lynn, September 28, 2004
    • 0 replies
    • 4.4k views
    • 
    • Theresa Lynn
    • September 28, 2004

48. Quarterly Investment Management Fees - disclosure to participants

    By FundeK, July 14, 2004
    • 1 reply
    • 3k views
    • 
    • alanm
    • September 1, 2004

49. Date on SPD - 120-day rule

    By Guest tellid, April 5, 2004
    • 0 replies
    • 3.2k views
    • 
    • Guest
    • April 5, 2004

50. Employee Communication - source for clarification of legislative requirements

    By Guest keep it simple, December 30, 2003
    • 3 replies
    • 3.6k views
    • 
    • Guest
    • February 15, 2004