Correction of Plan Defects

1,608 topics in this forum

1. Doc says participant directed, plan is pooled

   By BG5150, Friday at 04:04 PM
   • 1 reply
   • 40 views
   • 
   • Mike Preston
   • Friday at 07:53 PM

2. In-Service Withdrawals

   By Cynchbeast, Thursday at 04:06 PM
   • 2 replies
   • 94 views
   • 
   • Larry Starr
   • Thursday at 08:27 PM

3. Overpayment from Terminated 401(k) Plan II

   By LSU2020, July 3
   • 1 reply
   • 116 views
   • 
   • Lou S.
   • Monday at 07:00 PM

4. Employee contributions made to wrong Plan

   By Carol V. Calhoun, June 26
   • 3 replies
   • 213 views
   • 
   • Peter Gulia
   • June 26

5. Forfeitures did not occur

   By Scott, June 22
   • 1 reply
   • 187 views
   • 
   • Luke Bailey
   • June 23

6. Match before eligible

   By reader, June 4
   • 5 replies
   • 171 views
   • 
   • C. B. Zeller
   • June 18

7. Chronology of recent VCP submission

   By Linda Wilkins, June 10
   • 4 replies
   • 224 views
   • 
   • B21
   • June 12

8. Owner with No Eligible Compensation

   By JustMe, June 3
   • 4 replies
   • 268 views
   • 
   • JustMe
   • June 5

9. Automatically Enrolled prior to being Eligible

   By ktrombino, June 1
   • 3 replies
   • 153 views
   • 
   • ktrombino
   • June 4

10. Company’s hidden 401k program 1 2

    By Whop, May 21
    • 25 replies
    • 572 views
    • 
    • Peter Gulia
    • May 26

11. no plan document ever

    By Santo Gold, May 21
    • 6 replies
    • 249 views
    • 
    • Santo Gold
    • May 22

12. Match wasn't capped

    By pam@bbm, August 27, 2019
    • 4 replies
    • 263 views
    • 
    • BG5150
    • May 14

13. How do we correct discrimination about the availability of a kind of distribution?

    By Peter Gulia, May 12   

    • benefits rights and features
    • 5 replies
    • 152 views
    • 
    • Peter Gulia
    • May 13

14. 401a4 failure

    By Jakyasar, April 22
    • 9 replies
    • 366 views
    • 
    • Jakyasar
    • April 23

15. 7-8 Month VCP Turnaround

    By Christine Roberts, April 11
    • 8 replies
    • 311 views
    • 
    • Linda Wilkins
    • April 17

16. Missing everything since 1997

    By Marie, June 27, 2019
    • 6 replies
    • 476 views
    • 
    • shERPA
    • March 25

17. fees not applied to participant accounts

    By DMcGovern, March 23
    • 2 replies
    • 171 views
    • 
    • DMcGovern
    • March 24

18. Improperly excluded employee - ADP test

    By taxllm, March 19
    • 7 replies
    • 281 views
    • 
    • taxllm
    • March 19

19. Defined Contribution Overpayment Repayment Amount Calculation

    By OR-ERISA, March 16
    • 1 reply
    • 297 views
    • 
    • BG5150
    • March 16

20. Initial failure to adopt a Qualified Plan

    By JustMe, February 24
    • 6 replies
    • 375 views
    • 
    • Luke Bailey
    • March 13

21. Must a plan pay a corrective distribution of $0.04?

    By Peter Gulia, March 3   

    • excess deferral
    • 13 replies
    • 383 views
    • 
    • Mike Preston
    • March 5

22. Correction for failure to hold assets in trust?

    By C. B. Zeller, March 2
    • 5 replies
    • 199 views
    • 
    • Larry Starr
    • March 4

23. In-Service Withdrawal Violation

    By Dougsbpc, February 27
    • 3 replies
    • 354 views
    • 
    • C. B. Zeller
    • March 2

24. IRS Whistleblower Informs ARA of Change that Could Doom Voluntary Corrections

    By RatherBeGolfing, February 25
    • 13 replies
    • 391 views
    • 
    • C. B. Zeller
    • March 2

25. 1 Participant RMD Failure Over Multiple Years - How do we correct and report?

    By waid10, January 17
    • 4 replies
    • 537 views
    • 
    • spiritrider
    • February 23