Correction of Plan Defects

1,455 topics in this forum

1. Ineligible after-tax contribution

   By Belgarath, August 1
   • 3 replies
   • 113 views
   • 
   • AMDG
   • August 8

2. Operational failure corrected by retro amendment for HCEs and corrective contribution for NHCEs?

   By t.haley, August 8
   • 1 reply
   • 76 views
   • 
   • Belgarath
   • August 8

3. Retroactive amendment, self-correction, pre-approved plan - determination letter?

   By t.haley, July 29
   • 6 replies
   • 259 views
   • 
   • t.haley
   • August 3

4. Reversion, suspense account, or other?

   By John Feldt ERPA CPC QPA, July 28   

   • overpaid employee
   • 2 replies
   • 169 views
   • 
   • Luke Bailey
   • July 28

5. prohibited transaction penalties for an ERISA 403(b)

   By Belgarath, July 27
   • 3 replies
   • 85 views
   • 
   • Belgarath
   • July 27

6. 5330 - late deposit of deferrals

   By Belgarath, March 30
   • 11 replies
   • 548 views
   • 
   • Below Ground
   • July 14

7. Correction when employee never enrolls

   By Sidney, July 11
   • 4 replies
   • 127 views
   • 
   • Kevin C
   • July 14

8. Failed ACP -Using QMAC for correction

   By BShawn, July 12   

   • qmac
   • disproportionate rules
   • 6 replies
   • 122 views
   • 
   • Tom Poje
   • July 13

9. IRS Contacts?

   By Carol V. Calhoun, June 29
   • 2 replies
   • 257 views
   • 
   • Carol V. Calhoun
   • June 30

10. VCP QNEC deposit

    By Sue, June 26
    • 1 reply
    • 128 views
    • 
    • ETA Consulting LLC
    • June 28

11. Discrepancy between comp in plan document and operation

    By Flyboyjohn, June 21   

    • epcrs
    • 2 replies
    • 166 views
    • 
    • ESOP Guy
    • June 22

12. Calculation of earnings on late deposits

    By BookReader, June 15
    • 3 replies
    • 291 views
    • 
    • msmith
    • June 19

13. RMD

    By CJS07, June 14   

    • missed deadline
    • 1 reply
    • 106 views
    • 
    • Belgarath
    • June 14

14. Distribution paid by employer not plan

    By pam@bbm, June 6
    • 8 replies
    • 300 views
    • 
    • mstick
    • June 8

15. Missing Trustee (and assets)! How to "distribute"/correct?

    By ERISAatty, June 5
    • 1 reply
    • 168 views
    • 
    • Mike Preston
    • June 6

16. SIMPLE IRA and 401(k) in same year

    By Belgarath, May 31
    • 4 replies
    • 168 views
    • 
    • Belgarath
    • June 1

17. Plan document or employer eligibility failure?

    By Flyboyjohn, May 23   

    • epcrs
    • 4 replies
    • 187 views
    • 
    • RatherBeGolfing
    • May 24

18. EPCRS Safe Harbors -- Catch-ups?

    By KEC79, May 17
    • 3 replies
    • 293 views
    • 
    • BeckyMiller
    • May 22

19. Nonamender Problem

    By Below Ground, April 24   

    • opinion letter dated 1991
    • 9 replies
    • 277 views
    • 
    • Below Ground
    • May 15

20. Overfunded and Terminated Money Purchase Plan

    By ESI2015, April 28
    • 6 replies
    • 233 views
    • 
    • Mike Preston
    • May 8

21. VCP & Did not let someone into the plan

    By jeff77, April 25
    • 1 reply
    • 194 views
    • 
    • ETA Consulting LLC
    • April 26

22. Correcting Opertional Failures

    By Cobras59, April 22
    • 3 replies
    • 178 views
    • 
    • Cobras59
    • April 25

23. Late matching contributions

    By Carol V. Calhoun, April 22
    • 5 replies
    • 303 views
    • 
    • kcbirm
    • April 24

24. Operational Failure - failure to stop deferrals

    By Guest nathang, February 10, 2014
    • 5 replies
    • 1,053 views
    • 
    • Belgarath
    • March 23

25. Correction of Annuity Rolled to IRA

    By Kudos26, March 23
    • 0 replies
    • 107 views
    • 
    • Kudos26
    • March 23