Correction of Plan Defects

1,698 topics in this forum

1. Missed Deferral Opportunity - Solo 401(k)

   By David Olive, September 14
   • 8 replies
   • 217 views
   • 
   • BG5150
   • September 27

2. SEP excluded employees

   By Bird, August 16
   • 11 replies
   • 221 views
   • 
   • John Feldt ERPA CPC QPA
   • September 2

3. Missed Deferral Opportunity - How far back do we go

   By Santo Gold, August 19
   • 5 replies
   • 348 views
   • 
   • Santo Gold
   • August 26

4. Elective Deferral on a Bonus that is later Clawed Back.

   By HCE, August 22
   • 4 replies
   • 123 views
   • 
   • Bird
   • August 23

5. Increased TE/GE Enforcement

   By Christine Roberts, August 10
   • 8 replies
   • 254 views
   • 
   • Bob the Swimmer
   • August 12

6. Missed Deferral Correction For Terminated Participant

   By LeesuhOB, August 2
   • 4 replies
   • 219 views
   • 
   • Bri
   • August 4

7. Recordkeeper pays missed earnings?

   By cathyw, July 26
   • 3 replies
   • 212 views
   • 
   • CuseFan
   • July 27

8. QACA matched only up to 5% instead of 6% of compensation

   By Trisports, July 19
   • 3 replies
   • 128 views
   • 
   • C. B. Zeller
   • July 19

9. Retroactive amendment that is not corrective

   By Ananda, June 23
   • 3 replies
   • 482 views
   • 
   • C. B. Zeller
   • June 24

10. terminating a plan w/out formal correction application

    By TPApril, June 13
    • 7 replies
    • 275 views
    • 
    • MDCPA
    • June 15

11. deferrals improperly withheld from post-severance compensation - correction?

    By t.haley, June 7
    • 2 replies
    • 160 views
    • 
    • Pam Shoup
    • June 8

12. over-contributed QNEC

    By DMcGovern, May 23
    • 1 reply
    • 125 views
    • 
    • Nate S
    • May 27

13. Audit CAP Maximum Penalty

    By Ananda, May 17
    • 1 reply
    • 201 views
    • 
    • mming
    • May 18

14. Self Correction Of Defaulted Loan

    By mming, May 18
    • 0 replies
    • 80 views
    • 
    • mming
    • May 18

15. Initial failure to adopt a Qualified Plan

    By JustMe, February 24, 2020
    • 10 replies
    • 987 views
    • 
    • Alan Kandel
    • May 10

16. To disclose or not to disclose?

    By DazedConfused, May 5
    • 1 reply
    • 199 views
    • 
    • Nate S
    • May 5

17. Is self-correction of an operational failure ok after plan termination?

    By Roxie99, April 27
    • 1 reply
    • 179 views
    • 
    • Nate S
    • April 28

18. Missed deferral opportunity - pre-tax and after-tax?

    By Roxie99, April 26
    • 1 reply
    • 131 views
    • 
    • Nate S
    • April 28

19. 5330 - Filer Signature Electronic?

    By Leopurrd-401k, April 15
    • 0 replies
    • 151 views
    • 
    • Leopurrd-401k
    • April 15

20. 403(b) nonamender

    By Belgarath, November 9, 2020
    • 7 replies
    • 655 views
    • 
    • WHM
    • April 11

21. VCP Filing for missed PPA restatement

    By bzorc, March 19
    • 3 replies
    • 364 views
    • 
    • bzorc
    • March 22

22. SCP Not in EPCRS Specifically

    By austin3515, March 21
    • 2 replies
    • 236 views
    • 
    • austin3515
    • March 21

23. 401(k) on ineligible nontaxable comp refunded - tax treatment

    By TPApril, March 18
    • 1 reply
    • 156 views
    • 
    • Bri
    • March 18

24. SCP correction - retroactive adoption of plan

    By Ananda, March 8
    • 11 replies
    • 628 views
    • 
    • Belgarath
    • March 11

25. Late Plan Contributions and DOL VFCP?

    By Ananda, February 15
    • 12 replies
    • 452 views
    • 
    • Ananda
    • February 28