Correction of Plan Defects

1,523 topics in this forum

1. SCP or VCP to Extend Permissible Loan Term

   By EBECatty, October 1
   • 3 replies
   • 94 views
   • 
   • Kevin C
   • Friday at 08:34 PM

2. 5330 needed for 2 issues...

   By Puffinator, October 10
   • 2 replies
   • 86 views
   • 
   • 401_noob
   • Tuesday at 07:57 PM

3. large 403(b) depositing SH Match in Employer Match accounts

   By Lori H, October 11
   • 1 reply
   • 79 views
   • 
   • Earl
   • October 11

4. VCP or VFCP

   By ERISAgeek111, October 9
   • 3 replies
   • 112 views
   • 
   • RatherBeGolfing
   • October 10

5. Deferral Reduction not implemented

   By PJF414, October 8   

   • 401(k) correction
   • 2 replies
   • 119 views
   • 
   • Jim Chad
   • October 9

6. extended 2017 Form 5330 in error

   By M Norton, October 4   

   • form 5330
   • extension
   • 1 reply
   • 93 views
   • 
   • RatherBeGolfing
   • October 4

7. Rev. Proc. 2015-28 Correction of employee erroneously excluded from 401(k) for 2015

   By Carol V. Calhoun, July 21, 2015   

   • Rev. Proc. 2015-28
   • 7 replies
   • 1,791 views
   • 
   • Douglas Dahl
   • September 24

8. Resistance to VCP - what to do?

   By Towanda, September 13
   • 9 replies
   • 247 views
   • 
   • shERPA
   • September 14

9. Earnings Rate - Plan Average?

   By kmhaab, September 10
   • 2 replies
   • 194 views
   • 
   • AMDG
   • September 11

10. Form 5330 de minimis balance due

    By M Norton, September 7
    • 1 reply
    • 148 views
    • 
    • Larry Starr
    • September 7

11. Coverage Testing Correction

    By calexbraska, August 30
    • 3 replies
    • 241 views
    • 
    • Doc Ument
    • September 4

12. Alternative Proposed Correction

    By kshawbenefits, August 21   

    • epcrs
    • retroactive plan amendment
    • (and 1 more)

      Tagged with:

      • epcrs
      • retroactive plan amendment
      • correction method
    • 5 replies
    • 275 views
    • 
    • Flyboyjohn
    • August 21

13. Exclusion of Eligible Employees

    By calexbraska, July 26
    • 4 replies
    • 352 views
    • 
    • justanotheradmin
    • August 20

14. In Service Distribution prior to 59-1/2

    By TPA Bob, July 19   

    • 401(k)
    • in service distribution
    • 6 replies
    • 250 views
    • 
    • TPA Bob
    • July 23

15. VFCP Invitations DOL Philadelphia Region

    By Flyboyjohn, July 17   

    • vfcp
    • 4 replies
    • 256 views
    • 
    • MoJo
    • July 18

16. Correction of excess deferrals/match

    By Lori H, July 9
    • 7 replies
    • 253 views
    • 
    • Lori H
    • July 13

17. MP and PS plans not restated since 1999 adoption

    By Bird, June 27
    • 3 replies
    • 197 views
    • 
    • Bird
    • June 27

18. Anonymous VCP filing

    By YankeeFan, June 26
    • 1 reply
    • 151 views
    • 
    • Mike Preston
    • June 26

19. Ineligible 401k employer - VCP to 401a?

    By beartd, June 20
    • 1 reply
    • 163 views
    • 
    • John Feldt ERPA CPC QPA
    • June 20

20. DOL Overreach - VFCP! Threatening letters?!

    By justanotheradmin, June 15   

    • late deposits
    • enforcement action
    • (and 2 more)

      Tagged with:

      • late deposits
      • enforcement action
      • dol
      • vfcp
    • 17 replies
    • 599 views
    • 
    • ACK
    • June 20

21. Excessive fees - VFCP Filing

    By ErisaGooroo, June 12   

    • vfcp
    • 5500
    • 1 reply
    • 165 views
    • 
    • Madison71
    • June 12

22. Return of Contribution due to Mistake or Fraud/Embezzlement

    By Dalai Pookah, June 12   

    • erisa §403(c)(2)
    • mistake of fact
    • (and 1 more)

      Tagged with:

      • erisa §403(c)(2)
      • mistake of fact
      • fraud
    • 5 replies
    • 317 views
    • 
    • Dalai Pookah
    • June 12

23. Non-adopting employer allowed to participate

    By K2retire, June 12
    • 4 replies
    • 273 views
    • 
    • Doc Ument
    • June 12

24. Correction for missed last paycheck deferrals

    By kmhaab, June 7
    • 2 replies
    • 267 views
    • 
    • John Feldt ERPA CPC QPA
    • June 8

25. correction for ineligible participation, now deceased

    By t.haley, June 6
    • 1 reply
    • 129 views
    • 
    • Luke Bailey
    • June 7