Correction of Plan Defects

1,719 topics in this forum

1. EPCRS and SCP

   By Belgarath, Thursday at 03:39 PM
   • 1 reply
   • 67 views
   • 
   • Peter Gulia
   • Thursday at 07:35 PM

2. What may we now do with self-corrections?

   By Peter Gulia, May 25
   • 3 replies
   • 149 views
   • 
   • Peter Gulia
   • Tuesday at 03:31 PM

3. Can you use self-correction (SCP) under Rev. Proc. 2021-30 if all requirements are met, but plan was terminated??

   By Luke Bailey, December 5, 2022
   • 3 replies
   • 590 views
   • 
   • Centerstage
   • May 25

4. 5330 - lost earnings and pyramid-ing.

   By M Norton, May 23
   • 1 reply
   • 96 views
   • 
   • Bri
   • May 23

5. Participant allowed to defer early. What about Minimum Gateway?

   By jkharvey, May 9
   • 1 reply
   • 132 views
   • 
   • CuseFan
   • May 9

6. MDO for plan w/auto-enrollment

   By TPApril, April 28
   • 7 replies
   • 272 views
   • 
   • C. B. Zeller
   • May 3

7. Small Plan - Employees Provided False SSN

   By DMincevich, April 21
   • 4 replies
   • 432 views
   • 
   • Patricia Neal Jensen
   • April 27

8. Erroneous "contributions" to SIMPLE 401(k)

   By DMcGovern, April 13   

   • simple 401k
   • personal funds
   • (and 1 more)

     Tagged with:

     • simple 401k
     • personal funds
     • scp
   • 1 reply
   • 68 views
   • 
   • Paul I
   • April 26

9. Match Coverage Failure and Failsafe Language

   By PensionPro, April 11
   • 5 replies
   • 151 views
   • 
   • Bri
   • April 14

10. Corrective Distributions > $75

    By LANDO, April 3
    • 1 reply
    • 140 views
    • 
    • Paul I
    • April 7

11. Scrivener error

    By Belgarath, March 17
    • 3 replies
    • 418 views
    • 
    • AKowalski
    • March 18

12. new start up solo plan that was a mistake

    By Santo Gold, March 2
    • 6 replies
    • 339 views
    • 
    • Lou S.
    • March 8

13. Employees in excluded classification received contributions, and were allowed to defer

    By Belgarath, March 3
    • 2 replies
    • 189 views
    • 
    • Paul I
    • March 6

14. Participant changed election to 0% but deductions were still taken from his paycheck

    By Trisports, February 28
    • 3 replies
    • 303 views
    • 
    • Paul I
    • March 3

15. SECURE Sec 301 - Overpayment to HCE

    By Gilmore, February 14
    • 3 replies
    • 283 views
    • 
    • Patricia Neal Jensen
    • February 15

16. Interest earnings on late deposit of deferrals

    By Belgarath, February 10
    • 0 replies
    • 90 views
    • 
    • Belgarath
    • February 10

17. Interest earnings on late deposit of deferrals

    By Belgarath, February 10
    • 0 replies
    • 64 views
    • 
    • Belgarath
    • February 10

18. Operational failure for late deposit of deferrals?

    By t.haley, January 24
    • 2 replies
    • 240 views
    • 
    • Peter Gulia
    • January 24

19. Minimum Required Distribution Rolloved Over Accidentally

    By cheersmate, January 12
    • 2 replies
    • 231 views
    • 
    • cheersmate
    • January 13

20. PCs didn't adopt plan - odds of success?

    By shERPA, August 28, 2019   

    • vcp
    • 8 replies
    • 1.4k views
    • 
    • KEC79
    • November 10, 2022

21. Self Correct if submitted under VCP?

    By tsrl01, October 12, 2022
    • 3 replies
    • 325 views
    • 
    • Luke Bailey
    • October 21, 2022

22. Is EPCRS an option here?

    By Cassopy, October 12, 2022   

    • epcrs
    • union
    • (and 1 more)

      Tagged with:

      • epcrs
      • union
      • vesting
    • 5 replies
    • 421 views
    • 
    • Cassopy
    • October 17, 2022

23. Missed Deferral Opportunity - Solo 401(k)

    By David Olive, September 14, 2022
    • 8 replies
    • 333 views
    • 
    • BG5150
    • September 27, 2022

24. SEP excluded employees

    By Bird, August 16, 2022
    • 11 replies
    • 292 views
    • 
    • John Feldt ERPA CPC QPA
    • September 2, 2022

25. Missed Deferral Opportunity - How far back do we go

    By Santo Gold, August 19, 2022
    • 5 replies
    • 441 views
    • 
    • Santo Gold
    • August 26, 2022