Correction of Plan Defects

1,594 topics in this forum

1. Missing everything since 1997

   By Marie, June 27, 2019
   • 6 replies
   • 410 views
   • 
   • shERPA
   • March 25

2. fees not applied to participant accounts

   By DMcGovern, March 23
   • 2 replies
   • 92 views
   • 
   • DMcGovern
   • March 24

3. Improperly excluded employee - ADP test

   By taxllm, March 19
   • 7 replies
   • 170 views
   • 
   • taxllm
   • March 19

4. Defined Contribution Overpayment Repayment Amount Calculation

   By OR-ERISA, March 16
   • 1 reply
   • 249 views
   • 
   • BG5150
   • March 16

5. Initial failure to adopt a Qualified Plan

   By JustMe, February 24
   • 6 replies
   • 323 views
   • 
   • Luke Bailey
   • March 13

6. Must a plan pay a corrective distribution of $0.04?

   By Peter Gulia, March 3   

   • excess deferral
   • 13 replies
   • 330 views
   • 
   • Mike Preston
   • March 5

7. Correction for failure to hold assets in trust?

   By C. B. Zeller, March 2
   • 5 replies
   • 162 views
   • 
   • Larry Starr
   • March 4

8. In-Service Withdrawal Violation

   By Dougsbpc, February 27
   • 3 replies
   • 297 views
   • 
   • C. B. Zeller
   • March 2

9. IRS Whistleblower Informs ARA of Change that Could Doom Voluntary Corrections

   By RatherBeGolfing, February 25
   • 13 replies
   • 340 views
   • 
   • C. B. Zeller
   • March 2

10. 1 Participant RMD Failure Over Multiple Years - How do we correct and report?

    By waid10, January 17
    • 4 replies
    • 497 views
    • 
    • spiritrider
    • February 23

11. Telephone Number to Follow Up on VCP Request

    By rocknrolls2, October 22, 2019
    • 4 replies
    • 448 views
    • 
    • Christine Roberts
    • February 13

12. IRS VCP submission FAST APPROVAL

    By Belgarath, November 19, 2019
    • 7 replies
    • 488 views
    • 
    • Christine Roberts
    • February 13

13. Overpayment of Benefits - Recovery Sought over Several YEars

    By rocknrolls2, February 13
    • 1 reply
    • 119 views
    • 
    • david rigby
    • February 13

14. prohibited transaction in IRA

    By mariemonroe, January 24
    • 6 replies
    • 308 views
    • 
    • Luke Bailey
    • January 24

15. Excess Contributions for Prior Years and 1099-R Codes

    By lcollins300, January 15
    • 6 replies
    • 313 views
    • 
    • Mike Preston
    • January 21

16. Missed RMD's for multiple years

    By Belgarath, December 5, 2019
    • 1 reply
    • 185 views
    • 
    • waid10
    • January 17

17. Owner's Spouse with no compensation maximized 2019 deferrals

    By Towanda, January 10
    • 12 replies
    • 340 views
    • 
    • Mike Preston
    • January 14

18. Prototype approval letter - Legg Mason prototype

    By TPAinPA, January 6
    • 2 replies
    • 178 views
    • 
    • QualGeek
    • January 9

19. Failure to distribute failed ADP test dollars timely

    By Mikerbpm, January 7
    • 1 reply
    • 163 views
    • 
    • C. B. Zeller
    • January 8

20. Is a 100% corrective QNEC ok?

    By BG5150, December 31, 2019
    • 3 replies
    • 303 views
    • 
    • Mike Preston
    • December 31, 2019

21. dfvcp - payment

    By TPA Bob, December 28, 2019   

    • payment dfvcp
    • 2 replies
    • 179 views
    • 
    • msmith
    • December 30, 2019

22. How to File EPCRS For a Client

    By austin3515, December 7, 2019
    • 4 replies
    • 228 views
    • 
    • Peter Gulia
    • December 18, 2019

23. QACA Safe Harbor Plan and Missed Deferral Opportunity

    By MarZDoates, December 17, 2019
    • 1 reply
    • 204 views
    • 
    • BG5150
    • December 17, 2019

24. Incorrect safe harbor contribution deposited

    By Lorraine Steinberg, December 11, 2019
    • 3 replies
    • 229 views
    • 
    • Luke Bailey
    • December 12, 2019

25. 415 excess

    By thepensionmaven, November 4, 2019
    • 2 replies
    • 241 views
    • 
    • thepensionmaven
    • November 11, 2019