Correction of Plan Defects

1,703 topics in this forum

1. Operational failure for late deposit of deferrals?

   By t.haley, Tuesday at 09:05 PM
   • 2 replies
   • 120 views
   • 
   • Peter Gulia
   • Tuesday at 09:57 PM

2. Minimum Required Distribution Rolloved Over Accidentally

   By cheersmate, January 12
   • 2 replies
   • 196 views
   • 
   • cheersmate
   • January 13

3. Can you use self-correction (SCP) under Rev. Proc. 2021-30 if all requirements are met, but plan was terminated??

   By Luke Bailey, December 5, 2022
   • 2 replies
   • 435 views
   • 
   • Luke Bailey
   • December 12, 2022

4. PCs didn't adopt plan - odds of success?

   By shERPA, August 28, 2019   

   • vcp
   • 8 replies
   • 1.3k views
   • 
   • KEC79
   • November 10, 2022

5. Self Correct if submitted under VCP?

   By tsrl01, October 12, 2022
   • 3 replies
   • 294 views
   • 
   • Luke Bailey
   • October 21, 2022

6. Is EPCRS an option here?

   By Cassopy, October 12, 2022   

   • epcrs
   • union
   • (and 1 more)

     Tagged with:

     • epcrs
     • union
     • vesting
   • 5 replies
   • 280 views
   • 
   • Cassopy
   • October 17, 2022

7. Missed Deferral Opportunity - Solo 401(k)

   By David Olive, September 14, 2022
   • 8 replies
   • 305 views
   • 
   • BG5150
   • September 27, 2022

8. SEP excluded employees

   By Bird, August 16, 2022
   • 11 replies
   • 248 views
   • 
   • John Feldt ERPA CPC QPA
   • September 2, 2022

9. Missed Deferral Opportunity - How far back do we go

   By Santo Gold, August 19, 2022
   • 5 replies
   • 400 views
   • 
   • Santo Gold
   • August 26, 2022

10. Elective Deferral on a Bonus that is later Clawed Back.

    By HCE, August 22, 2022
    • 4 replies
    • 163 views
    • 
    • Bird
    • August 23, 2022

11. Increased TE/GE Enforcement

    By Christine Roberts, August 10, 2022
    • 8 replies
    • 290 views
    • 
    • Bob the Swimmer
    • August 12, 2022

12. Missed Deferral Correction For Terminated Participant

    By LeesuhOB, August 2, 2022
    • 4 replies
    • 277 views
    • 
    • Bri
    • August 4, 2022

13. Recordkeeper pays missed earnings?

    By cathyw, July 26, 2022
    • 3 replies
    • 255 views
    • 
    • CuseFan
    • July 27, 2022

14. QACA matched only up to 5% instead of 6% of compensation

    By Trisports, July 19, 2022
    • 3 replies
    • 152 views
    • 
    • C. B. Zeller
    • July 19, 2022

15. Retroactive amendment that is not corrective

    By Ananda, June 23, 2022
    • 3 replies
    • 580 views
    • 
    • C. B. Zeller
    • June 24, 2022

16. terminating a plan w/out formal correction application

    By TPApril, June 13, 2022
    • 7 replies
    • 303 views
    • 
    • MDCPA
    • June 15, 2022

17. deferrals improperly withheld from post-severance compensation - correction?

    By t.haley, June 7, 2022
    • 2 replies
    • 208 views
    • 
    • Pam Shoup
    • June 8, 2022

18. over-contributed QNEC

    By DMcGovern, May 23, 2022
    • 1 reply
    • 149 views
    • 
    • Nate S
    • May 27, 2022

19. Audit CAP Maximum Penalty

    By Ananda, May 17, 2022
    • 1 reply
    • 233 views
    • 
    • mming
    • May 18, 2022

20. Self Correction Of Defaulted Loan

    By mming, May 18, 2022
    • 0 replies
    • 112 views
    • 
    • mming
    • May 18, 2022

21. Initial failure to adopt a Qualified Plan

    By JustMe, February 24, 2020
    • 10 replies
    • 1.1k views
    • 
    • Alan Kandel
    • May 10, 2022

22. To disclose or not to disclose?

    By DazedConfused, May 5, 2022
    • 1 reply
    • 226 views
    • 
    • Nate S
    • May 5, 2022

23. Is self-correction of an operational failure ok after plan termination?

    By Roxie99, April 27, 2022
    • 1 reply
    • 253 views
    • 
    • Nate S
    • April 28, 2022

24. Missed deferral opportunity - pre-tax and after-tax?

    By Roxie99, April 26, 2022
    • 1 reply
    • 151 views
    • 
    • Nate S
    • April 28, 2022

25. 5330 - Filer Signature Electronic?

    By Leopurrd-401k, April 15, 2022
    • 0 replies
    • 190 views
    • 
    • Leopurrd-401k
    • April 15, 2022