Correction of Plan Defects

1,617 topics in this forum

1. Correcting impermissible adoption of governmental 401(k) plan

   By Carol V. Calhoun, October 24, 2018
   • 15 replies
   • 664 views
   • 
   • BTG
   • Monday at 01:32 PM

2. Plan increased discretionary match cap, but did not amend plan

   By BG5150, September 16
   • 1 reply
   • 59 views
   • 
   • Luke Bailey
   • September 16

3. VCP filing for incorrect match

   By Santo Gold, September 9
   • 7 replies
   • 247 views
   • 
   • FormsRstillmylife
   • September 14

4. Safe Harbor Match Timing Error

   By Catch22PGM, September 3   

   • safe harbor 401k
   • plan document failure
   • 4 replies
   • 125 views
   • 
   • BG5150
   • September 8

5. SERIOUS mishandling of the VCP??

   By DR245, August 25
   • 4 replies
   • 138 views
   • 
   • Bird
   • August 27

6. Missed deferral correction for participants who have terminated

   By Belgarath, December 15, 2015
   • 12 replies
   • 4,234 views
   • 
   • legort69
   • August 21

7. withdrawal of excess

   By Bri, August 18
   • 3 replies
   • 237 views
   • 
   • cathyw
   • August 19

8. Overpayment in EPCRS, is there a typo?

   By BG5150, August 18
   • 3 replies
   • 150 views
   • 
   • BG5150
   • August 19

9. Excess Allocation

   By Gilmore, August 3
   • 4 replies
   • 186 views
   • 
   • Gilmore
   • August 12

10. 401k never terminated while funding SEP IRA

    By supernole, July 23
    • 2 replies
    • 195 views
    • 
    • supernole
    • July 28

11. ADP test failed, was corrected, then failed again....

    By Santo Gold, July 22
    • 3 replies
    • 175 views
    • 
    • Santo Gold
    • July 22

12. Doc says participant directed, plan is pooled

    By BG5150, July 10
    • 9 replies
    • 282 views
    • 
    • BG5150
    • July 16

13. In Service Distribution prior to 59-1/2

    By TPA Bob, July 19, 2018   

    • 401(k)
    • in service distribution
    • 7 replies
    • 900 views
    • 
    • ErisaGooroo
    • July 16

14. In-Service Withdrawals

    By Cynchbeast, July 9
    • 2 replies
    • 199 views
    • 
    • Larry Starr
    • July 9

15. Overpayment from Terminated 401(k) Plan II

    By LSU2020, July 3
    • 1 reply
    • 180 views
    • 
    • Lou S.
    • July 6

16. Employee contributions made to wrong Plan

    By Carol V. Calhoun, June 26
    • 3 replies
    • 287 views
    • 
    • Peter Gulia
    • June 26

17. Forfeitures did not occur

    By Scott, June 22
    • 1 reply
    • 238 views
    • 
    • Luke Bailey
    • June 23

18. Match before eligible

    By reader, June 4
    • 5 replies
    • 218 views
    • 
    • C. B. Zeller
    • June 18

19. Chronology of recent VCP submission

    By Linda Wilkins, June 10
    • 4 replies
    • 287 views
    • 
    • B21
    • June 12

20. Owner with No Eligible Compensation

    By JustMe, June 3
    • 4 replies
    • 310 views
    • 
    • JustMe
    • June 5

21. Automatically Enrolled prior to being Eligible

    By ktrombino, June 1
    • 3 replies
    • 204 views
    • 
    • ktrombino
    • June 4

22. Company’s hidden 401k program 1 2

    By Whop, May 21
    • 25 replies
    • 651 views
    • 
    • Peter Gulia
    • May 26

23. no plan document ever

    By Santo Gold, May 21
    • 6 replies
    • 291 views
    • 
    • Santo Gold
    • May 22

24. Match wasn't capped

    By pam@bbm, August 27, 2019
    • 4 replies
    • 289 views
    • 
    • BG5150
    • May 14

25. How do we correct discrimination about the availability of a kind of distribution?

    By Peter Gulia, May 12   

    • benefits rights and features
    • 5 replies
    • 195 views
    • 
    • Peter Gulia
    • May 13