Correction of Plan Defects

1,690 topics in this forum

1. Retroactive amendment that is not corrective

   By Ananda, Thursday at 04:09 PM
   • 3 replies
   • 80 views
   • 
   • C. B. Zeller
   • Yesterday at 01:41 AM

2. terminating a plan w/out formal correction application

   By TPApril, June 13
   • 7 replies
   • 225 views
   • 
   • MDCPA
   • June 15

3. deferrals improperly withheld from post-severance compensation - correction?

   By t.haley, June 7
   • 2 replies
   • 112 views
   • 
   • Pam Shoup
   • June 8

4. over-contributed QNEC

   By DMcGovern, May 23
   • 1 reply
   • 100 views
   • 
   • Nate S
   • May 27

5. Audit CAP Maximum Penalty

   By Ananda, May 17
   • 1 reply
   • 162 views
   • 
   • mming
   • May 18

6. Self Correction Of Defaulted Loan

   By mming, May 18
   • 0 replies
   • 50 views
   • 
   • mming
   • May 18

7. Initial failure to adopt a Qualified Plan

   By JustMe, February 24, 2020
   • 10 replies
   • 872 views
   • 
   • Alan Kandel
   • May 10

8. To disclose or not to disclose?

   By DazedConfused, May 5
   • 1 reply
   • 158 views
   • 
   • Nate S
   • May 5

9. Is self-correction of an operational failure ok after plan termination?

   By Roxie99, April 27
   • 1 reply
   • 146 views
   • 
   • Nate S
   • April 28

10. Missed deferral opportunity - pre-tax and after-tax?

    By Roxie99, April 26
    • 1 reply
    • 102 views
    • 
    • Nate S
    • April 28

11. 5330 - Filer Signature Electronic?

    By Leopurrd-401k, April 15
    • 0 replies
    • 113 views
    • 
    • Leopurrd-401k
    • April 15

12. 403(b) nonamender

    By Belgarath, November 9, 2020
    • 7 replies
    • 586 views
    • 
    • WHM
    • April 11

13. VCP Filing for missed PPA restatement

    By bzorc, March 19
    • 3 replies
    • 292 views
    • 
    • bzorc
    • March 22

14. SCP Not in EPCRS Specifically

    By austin3515, March 21
    • 2 replies
    • 141 views
    • 
    • austin3515
    • March 21

15. 401(k) on ineligible nontaxable comp refunded - tax treatment

    By TPApril, March 18
    • 1 reply
    • 128 views
    • 
    • Bri
    • March 18

16. SCP correction - retroactive adoption of plan

    By Ananda, March 8
    • 11 replies
    • 434 views
    • 
    • Belgarath
    • March 11

17. Late Plan Contributions and DOL VFCP?

    By Ananda, February 15
    • 12 replies
    • 280 views
    • 
    • Ananda
    • February 28

18. Missed Deferral Opportunity

    By DJL, February 16
    • 4 replies
    • 309 views
    • 
    • David Schultz
    • February 18

19. First hardship amendment issue

    By MarkS, February 11
    • 5 replies
    • 180 views
    • 
    • MarkS
    • February 16

20. Profit Sharing valuation date

    By Michele, February 8
    • 3 replies
    • 238 views
    • 
    • CuseFan
    • February 8

21. Self Correction or VCP?

    By ElaineW, February 1
    • 2 replies
    • 230 views
    • 
    • BG5150
    • February 2

22. Duplication of RMD payments

    By cathyw, January 14
    • 3 replies
    • 215 views
    • 
    • cathyw
    • January 18

23. Impermissible in-service withdrawal

    By Belgarath, January 13
    • 12 replies
    • 525 views
    • 
    • Belgarath
    • January 18

24. Is anyone seeing DOL investigations after VFCP letter received (late deferrals)?

    By jkharvey, January 7
    • 0 replies
    • 233 views
    • 
    • jkharvey
    • January 7

25. late excess deferral correction

    By Draper55, December 20, 2021
    • 2 replies
    • 212 views
    • 
    • Bird
    • December 22, 2021