Correction of Plan Defects

1,446 topics in this forum

1. Discrepancy between comp in plan document and operation

   By Flyboyjohn, Wednesday at 10:33 PM   

   • epcrs
   • 2 replies
   • 80 views
   • 
   • ESOP Guy
   • Thursday at 04:35 PM

2. Calculation of earnings on late deposits

   By BookReader, June 15
   • 3 replies
   • 191 views
   • 
   • msmith
   • June 19

3. RMD

   By CJS07, June 14   

   • missed deadline
   • 1 reply
   • 67 views
   • 
   • Belgarath
   • June 14

4. Distribution paid by employer not plan

   By pam@bbm, June 6
   • 8 replies
   • 221 views
   • 
   • mstick
   • June 8

5. Missing Trustee (and assets)! How to "distribute"/correct?

   By ERISAatty, June 5
   • 1 reply
   • 113 views
   • 
   • Mike Preston
   • June 6

6. SIMPLE IRA and 401(k) in same year

   By Belgarath, May 31
   • 4 replies
   • 124 views
   • 
   • Belgarath
   • June 1

7. Plan document or employer eligibility failure?

   By Flyboyjohn, May 23   

   • epcrs
   • 4 replies
   • 139 views
   • 
   • RatherBeGolfing
   • May 24

8. EPCRS Safe Harbors -- Catch-ups?

   By KEC79, May 17
   • 3 replies
   • 216 views
   • 
   • BeckyMiller
   • May 22

9. Nonamender Problem

   By Below Ground, April 24   

   • opinion letter dated 1991
   • 9 replies
   • 237 views
   • 
   • Below Ground
   • May 15

10. Overfunded and Terminated Money Purchase Plan

    By ESI2015, April 28
    • 6 replies
    • 201 views
    • 
    • Mike Preston
    • May 8

11. VCP & Did not let someone into the plan

    By jeff77, April 25
    • 1 reply
    • 147 views
    • 
    • ETA Consulting LLC
    • April 26

12. Correcting Opertional Failures

    By Cobras59, April 22
    • 3 replies
    • 133 views
    • 
    • Cobras59
    • April 25

13. Late matching contributions

    By Carol V. Calhoun, April 22
    • 5 replies
    • 243 views
    • 
    • kcbirm
    • April 24

14. 5330 - late deposit of deferrals

    By Belgarath, March 30
    • 6 replies
    • 304 views
    • 
    • RatherBeGolfing
    • March 31

15. Operational Failure - failure to stop deferrals

    By Guest nathang, February 10, 2014
    • 5 replies
    • 1,005 views
    • 
    • Belgarath
    • March 23

16. Correction of Annuity Rolled to IRA

    By Kudos26, March 23
    • 0 replies
    • 86 views
    • 
    • Kudos26
    • March 23

17. 403(b) Plan to Be Amended to Allow Deferrals

    By rocknrolls2, March 10
    • 0 replies
    • 185 views
    • 
    • rocknrolls2
    • March 10

18. QDIA Failure

    By AKconsult, March 7
    • 2 replies
    • 166 views
    • 
    • kcbirm
    • March 7

19. Close Years, Open Years for IRS Audit

    By Below Ground, February 26   

    • computation of the maximum penalty amouunt
    • 10 replies
    • 341 views
    • 
    • RatherBeGolfing
    • March 1

20. Allowed to defer early--correction?

    By BG5150, February 23
    • 4 replies
    • 162 views
    • 
    • BG5150
    • February 23

21. Roth in document, but not offered right away

    By John Feldt ERPA CPC QPA, February 17   

    • roth not offered
    • missed deferral opportunity
    • 1 reply
    • 214 views
    • 
    • kcbirm
    • February 17

22. VCP Fee for Loan Default

    By Gilmore, February 15
    • 6 replies
    • 263 views
    • 
    • Gilmore
    • February 16

23. EPCRS - earnings, "lag time" in deposit

    By t.haley, February 14
    • 3 replies
    • 228 views
    • 
    • BG5150
    • February 14

24. Rev. Proc. 2015-28 Notice Timing

    By EBECatty, January 11, 2016
    • 1 reply
    • 620 views
    • 
    • panther
    • February 10

25. Not following cash-out rules

    By BG5150, February 8
    • 8 replies
    • 233 views
    • 
    • kcbirm
    • February 10