Correction of Plan Defects

1,632 topics in this forum

1. ADP test failed, was corrected, then failed again....

   By Santo Gold, July 22, 2020
   • 3 replies
   • 212 views
   • 
   • Santo Gold
   • July 22, 2020

2. Doc says participant directed, plan is pooled

   By BG5150, July 10, 2020
   • 9 replies
   • 317 views
   • 
   • BG5150
   • July 16, 2020

3. In Service Distribution prior to 59-1/2

   By TPA Bob, July 19, 2018   

   • 401(k)
   • in service distribution
   • 7 replies
   • 1.1k views
   • 
   • ErisaGooroo
   • July 16, 2020

4. In-Service Withdrawals

   By Cynchbeast, July 9, 2020
   • 2 replies
   • 235 views
   • 
   • Larry Starr
   • July 9, 2020

5. Overpayment from Terminated 401(k) Plan II

   By LSU2020, July 3, 2020
   • 1 reply
   • 232 views
   • 
   • Lou S.
   • July 6, 2020

6. Employee contributions made to wrong Plan

   By Carol V. Calhoun, June 26, 2020
   • 3 replies
   • 379 views
   • 
   • Peter Gulia
   • June 26, 2020

7. Forfeitures did not occur

   By Scott, June 22, 2020
   • 1 reply
   • 273 views
   • 
   • Luke Bailey
   • June 23, 2020

8. Match before eligible

   By reader, June 4, 2020
   • 5 replies
   • 257 views
   • 
   • C. B. Zeller
   • June 18, 2020

9. Chronology of recent VCP submission

   By Linda Wilkins, June 10, 2020
   • 4 replies
   • 334 views
   • 
   • B21
   • June 12, 2020

10. Owner with No Eligible Compensation

    By JustMe, June 3, 2020
    • 4 replies
    • 330 views
    • 
    • JustMe
    • June 5, 2020

11. Automatically Enrolled prior to being Eligible

    By ktrombino, June 1, 2020
    • 3 replies
    • 224 views
    • 
    • ktrombino
    • June 4, 2020

12. Company’s hidden 401k program 1 2

    By Whop, May 21, 2020
    • 25 replies
    • 694 views
    • 
    • Peter Gulia
    • May 26, 2020

13. no plan document ever

    By Santo Gold, May 21, 2020
    • 6 replies
    • 314 views
    • 
    • Santo Gold
    • May 22, 2020

14. Match wasn't capped

    By pam@bbm, August 27, 2019
    • 4 replies
    • 310 views
    • 
    • BG5150
    • May 14, 2020

15. How do we correct discrimination about the availability of a kind of distribution?

    By Peter Gulia, May 12, 2020   

    • benefits rights and features
    • 5 replies
    • 231 views
    • 
    • Peter Gulia
    • May 13, 2020

16. 401a4 failure

    By Jakyasar, April 22, 2020
    • 9 replies
    • 418 views
    • 
    • Jakyasar
    • April 23, 2020

17. 7-8 Month VCP Turnaround

    By Christine Roberts, April 11, 2020
    • 8 replies
    • 350 views
    • 
    • Linda Wilkins
    • April 17, 2020

18. Missing everything since 1997

    By Marie, June 27, 2019
    • 6 replies
    • 536 views
    • 
    • shERPA
    • March 25, 2020

19. fees not applied to participant accounts

    By DMcGovern, March 23, 2020
    • 2 replies
    • 223 views
    • 
    • DMcGovern
    • March 24, 2020

20. Improperly excluded employee - ADP test

    By taxllm, March 19, 2020
    • 7 replies
    • 383 views
    • 
    • taxllm
    • March 19, 2020

21. Defined Contribution Overpayment Repayment Amount Calculation

    By OR-ERISA, March 16, 2020
    • 1 reply
    • 354 views
    • 
    • BG5150
    • March 16, 2020

22. Initial failure to adopt a Qualified Plan

    By JustMe, February 24, 2020
    • 6 replies
    • 451 views
    • 
    • Luke Bailey
    • March 13, 2020

23. Must a plan pay a corrective distribution of $0.04?

    By Peter Gulia, March 3, 2020   

    • excess deferral
    • 13 replies
    • 440 views
    • 
    • Mike Preston
    • March 5, 2020

24. Correction for failure to hold assets in trust?

    By C. B. Zeller, March 2, 2020
    • 5 replies
    • 242 views
    • 
    • Larry Starr
    • March 4, 2020

25. In-Service Withdrawal Violation

    By Dougsbpc, February 27, 2020
    • 3 replies
    • 402 views
    • 
    • C. B. Zeller
    • March 2, 2020