Correction of Plan Defects

1,749 topics in this forum

1. Minimum Required Distribution Rolloved Over Accidentally

   By cheersmate, January 12, 2023
   • 2 replies
   • 391 views
   • 
   • cheersmate
   • January 13, 2023

2. PCs didn't adopt plan - odds of success?

   By shERPA, August 28, 2019   

   • vcp
   • 8 replies
   • 1.9k views
   • 
   • KEC79
   • November 10, 2022

3. Self Correct if submitted under VCP?

   By tsrl01, October 12, 2022
   • 3 replies
   • 438 views
   • 
   • Luke Bailey
   • October 21, 2022

4. Is EPCRS an option here?

   By Cassopy, October 12, 2022   

   • epcrs
   • union
   • (and 1 more)

     Tagged with:

     • epcrs
     • union
     • vesting
   • 5 replies
   • 607 views
   • 
   • Cassopy
   • October 17, 2022

5. Missed Deferral Opportunity - Solo 401(k)

   By David Olive, September 14, 2022
   • 8 replies
   • 505 views
   • 
   • BG5150
   • September 27, 2022

6. SEP excluded employees

   By Bird, August 16, 2022
   • 11 replies
   • 436 views
   • 
   • John Feldt ERPA CPC QPA
   • September 2, 2022

7. Missed Deferral Opportunity - How far back do we go

   By Santo Gold, August 19, 2022
   • 5 replies
   • 634 views
   • 
   • Santo Gold
   • August 26, 2022

8. Elective Deferral on a Bonus that is later Clawed Back.

   By HCE, August 22, 2022
   • 4 replies
   • 411 views
   • 
   • Bird
   • August 23, 2022

9. Increased TE/GE Enforcement

   By Christine Roberts, August 10, 2022
   • 8 replies
   • 554 views
   • 
   • Bob the Swimmer
   • August 12, 2022

10. Missed Deferral Correction For Terminated Participant

    By LeesuhOB, August 2, 2022
    • 4 replies
    • 629 views
    • 
    • Bri
    • August 4, 2022

11. Recordkeeper pays missed earnings?

    By cathyw, July 26, 2022
    • 3 replies
    • 452 views
    • 
    • CuseFan
    • July 27, 2022

12. QACA matched only up to 5% instead of 6% of compensation

    By Trisports, July 19, 2022
    • 3 replies
    • 329 views
    • 
    • C. B. Zeller
    • July 19, 2022

13. Retroactive amendment that is not corrective

    By Ananda, June 23, 2022
    • 3 replies
    • 886 views
    • 
    • C. B. Zeller
    • June 24, 2022

14. terminating a plan w/out formal correction application

    By TPApril, June 13, 2022
    • 7 replies
    • 449 views
    • 
    • MDCPA
    • June 15, 2022

15. deferrals improperly withheld from post-severance compensation - correction?

    By t.haley, June 7, 2022
    • 2 replies
    • 791 views
    • 
    • Pam Shoup
    • June 8, 2022

16. over-contributed QNEC

    By DMcGovern, May 23, 2022
    • 1 reply
    • 220 views
    • 
    • Nate S
    • May 27, 2022

17. Audit CAP Maximum Penalty

    By Ananda, May 17, 2022
    • 1 reply
    • 445 views
    • 
    • mming
    • May 18, 2022

18. Self Correction Of Defaulted Loan

    By mming, May 18, 2022
    • 0 replies
    • 196 views
    • 
    • mming
    • May 18, 2022

19. Initial failure to adopt a Qualified Plan

    By JustMe, February 24, 2020
    • 10 replies
    • 1.7k views
    • 
    • Alan Kandel
    • May 10, 2022

20. To disclose or not to disclose?

    By DazedConfused, May 5, 2022
    • 1 reply
    • 295 views
    • 
    • Nate S
    • May 5, 2022

21. Is self-correction of an operational failure ok after plan termination?

    By Roxie99, April 27, 2022
    • 1 reply
    • 382 views
    • 
    • Nate S
    • April 28, 2022

22. Missed deferral opportunity - pre-tax and after-tax?

    By Roxie99, April 26, 2022
    • 1 reply
    • 222 views
    • 
    • Nate S
    • April 28, 2022

23. 5330 - Filer Signature Electronic?

    By Leopurrd-401k, April 15, 2022
    • 0 replies
    • 325 views
    • 
    • Leopurrd-401k
    • April 15, 2022

24. 403(b) nonamender

    By Belgarath, November 9, 2020
    • 7 replies
    • 988 views
    • 
    • WHM
    • April 11, 2022

25. VCP Filing for missed PPA restatement

    By bzorc, March 19, 2022
    • 3 replies
    • 568 views
    • 
    • bzorc
    • March 22, 2022