Correction of Plan Defects

1,632 topics in this forum

1. IRS Whistleblower Informs ARA of Change that Could Doom Voluntary Corrections

   By RatherBeGolfing, February 25, 2020
   • 13 replies
   • 443 views
   • 
   • C. B. Zeller
   • March 2, 2020

2. 1 Participant RMD Failure Over Multiple Years - How do we correct and report?

   By waid10, January 17, 2020
   • 4 replies
   • 640 views
   • 
   • spiritrider
   • February 23, 2020

3. Telephone Number to Follow Up on VCP Request

   By rocknrolls2, October 22, 2019
   • 4 replies
   • 496 views
   • 
   • Christine Roberts
   • February 13, 2020

4. IRS VCP submission FAST APPROVAL

   By Belgarath, November 19, 2019
   • 7 replies
   • 597 views
   • 
   • Christine Roberts
   • February 13, 2020

5. Overpayment of Benefits - Recovery Sought over Several YEars

   By rocknrolls2, February 13, 2020
   • 1 reply
   • 188 views
   • 
   • david rigby
   • February 13, 2020

6. prohibited transaction in IRA

   By mariemonroe, January 24, 2020
   • 6 replies
   • 373 views
   • 
   • Luke Bailey
   • January 24, 2020

7. Excess Contributions for Prior Years and 1099-R Codes

   By lcollins300, January 15, 2020
   • 6 replies
   • 783 views
   • 
   • Mike Preston
   • January 21, 2020

8. Missed RMD's for multiple years

   By Belgarath, December 5, 2019
   • 1 reply
   • 328 views
   • 
   • waid10
   • January 17, 2020

9. Owner's Spouse with no compensation maximized 2019 deferrals

   By Towanda, January 10, 2020
   • 12 replies
   • 413 views
   • 
   • Mike Preston
   • January 14, 2020

10. Prototype approval letter - Legg Mason prototype

    By TPAinPA, January 6, 2020
    • 2 replies
    • 232 views
    • 
    • QualGeek
    • January 9, 2020

11. Failure to distribute failed ADP test dollars timely

    By Mikerbpm, January 7, 2020
    • 1 reply
    • 384 views
    • 
    • C. B. Zeller
    • January 8, 2020

12. Is a 100% corrective QNEC ok?

    By BG5150, December 31, 2019
    • 3 replies
    • 348 views
    • 
    • Mike Preston
    • December 31, 2019

13. dfvcp - payment

    By TPA Bob, December 28, 2019   

    • payment dfvcp
    • 2 replies
    • 211 views
    • 
    • msmith
    • December 30, 2019

14. How to File EPCRS For a Client

    By austin3515, December 7, 2019
    • 4 replies
    • 289 views
    • 
    • Peter Gulia
    • December 18, 2019

15. QACA Safe Harbor Plan and Missed Deferral Opportunity

    By MarZDoates, December 17, 2019
    • 1 reply
    • 309 views
    • 
    • BG5150
    • December 17, 2019

16. Incorrect safe harbor contribution deposited

    By Lorraine Steinberg, December 11, 2019
    • 3 replies
    • 269 views
    • 
    • Luke Bailey
    • December 12, 2019

17. 415 excess

    By thepensionmaven, November 4, 2019
    • 2 replies
    • 280 views
    • 
    • thepensionmaven
    • November 11, 2019

18. PCs didn't adopt plan - odds of success?

    By shERPA, August 28, 2019   

    • vcp
    • 7 replies
    • 565 views
    • 
    • bn
    • November 5, 2019

19. DOL Overreach - VFCP! Threatening letters?!

    By justanotheradmin, June 15, 2018   

    • late deposits
    • enforcement action
    • (and 2 more)

      Tagged with:

      • late deposits
      • enforcement action
      • dol
      • vfcp
    • 18 replies
    • 2.4k views
    • 
    • AKowalski
    • November 1, 2019

20. 401k Mistakenly Moved to PEO

    By goldtpa, October 31, 2019
    • 5 replies
    • 345 views
    • 
    • Larry Starr
    • October 31, 2019

21. Delinquent Loan Payments

    By AJ North, October 30, 2019
    • 4 replies
    • 252 views
    • 
    • Larry Starr
    • October 31, 2019

22. Correction of Erroneous Deferrals (Excess Amounts / Overpayments)

    By 401 Chaos, October 22, 2019
    • 4 replies
    • 552 views
    • 
    • Luke Bailey
    • October 24, 2019

23. Supplementing a VCP Filing

    By rocknrolls2, October 18, 2019
    • 3 replies
    • 482 views
    • 
    • Bob the Swimmer
    • October 19, 2019

24. 5330, Schedule C, line 5

    By Belgarath, October 8, 2019
    • 0 replies
    • 285 views
    • 
    • Belgarath
    • October 8, 2019

25. Anon VCP

    By Griswold, September 24, 2019
    • 5 replies
    • 428 views
    • 
    • Belgarath
    • October 7, 2019