Correction of Plan Defects

1,749 topics in this forum

1. How does a plan sponsor enter into "John Doe" discussions ab

   By k man, July 17, 2000
   • 1 reply
   • 1.5k views
   • 
   • Guest
   • July 17, 2000

2. Correction of exclusion of eligible HCE from 401(k) Plan when no other

   By Guest CTYSON, June 5, 2000
   • 1 reply
   • 1.5k views
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   • Richard Anderson
   • June 22, 2000

3. improper distribution

   By Guest kurt johansen, June 15, 2000
   • 0 replies
   • 1.5k views
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   • Guest
   • June 15, 2000

4. VCR fee - one fee for multiple failures based only on numbers on most

   By John A, June 8, 2000
   • 0 replies
   • 1.7k views
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   • John A
   • June 8, 2000

5. 401(k) - correction for deferrals before eligible

   By richard, May 22, 2000
   • 0 replies
   • 1.6k views
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   • richard
   • May 22, 2000

6. Plan sponsor deposit funds from prior recordkeeper to own account

   By Guest NLough, May 19, 2000
   • 0 replies
   • 1.4k views
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   • Guest
   • May 19, 2000

7. Correction of failure to provide top-heavy minimum

   By Guest Gibson, May 16, 2000
   • 1 reply
   • 1.2k views
   • 
   • Guest
   • May 17, 2000

8. distribution overpayment

   By Guest GENE, May 2, 2000
   • 12 replies
   • 4.7k views
   • 
   • pjkoehler
   • May 12, 2000

9. What is the correction for excluding an employee who should have been

   By John A, April 19, 2000
   • 0 replies
   • 1.3k views
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   • John A
   • April 19, 2000

10. How do you correct an improper 403(b)plan into a 457 plan?

    By Guest R. Johannes, April 4, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 4, 2000

11. What rights does a participant have when an employer fails to give a 4

    By EGB, April 3, 2000
    • 2 replies
    • 1.4k views
    • 
    • KJohnson
    • April 4, 2000

12. Distribution of forfeitable portion of terminated employee account

    By Guest Tara Curran, March 23, 2000
    • 1 reply
    • 1.4k views
    • 
    • Kirk Maldonado
    • March 23, 2000

13. COBRA trigger

    By Guest Damien B, March 22, 2000
    • 1 reply
    • 1.4k views
    • 
    • Kirk Maldonado
    • March 23, 2000

14. Recharacterize excess contributions as matching contributions?

    By Guest RMM, March 21, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • March 21, 2000

15. Excluded Eligible Employees--Same Plan Year

    By JWK, March 6, 2000
    • 0 replies
    • 1.3k views
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    • JWK
    • March 6, 2000

16. Undocumented changes in benefits

    By Guest Damien B, March 4, 2000
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • March 4, 2000

17. Repayment of erroneous distributions

    By KJohnson, March 2, 2000
    • 0 replies
    • 1.5k views
    • 
    • KJohnson
    • March 2, 2000

18. Correction available for adoption of standardized prototype that reall

    By chris, March 2, 2000
    • 0 replies
    • 1.2k views
    • 
    • chris
    • March 2, 2000

19. Document problem

    By Scuba 401, February 28, 2000
    • 0 replies
    • 1.2k views
    • 
    • Scuba 401
    • February 28, 2000

20. No deferrals taken from bonuses for 5 years - which correction program

    By John A, February 17, 2000
    • 0 replies
    • 1.1k views
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    • John A
    • February 17, 2000

21. Correction of Loan Defects

    By Guest Jeff Kropp, February 14, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • February 14, 2000

22. Deferrals made after Hardship Distribution

    By Guest EBC, February 12, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • February 12, 2000

23. What is the correction for higher matching contributions than the ones

    By John A, February 9, 2000
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • February 10, 2000

24. Vesting in document v. in practice.

    By Guest, February 9, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • February 9, 2000

25. What action should a TPA take when a client fails to follow correction

    By John A, January 25, 2000
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • February 8, 2000