Correction of Plan Defects

1,633 topics in this forum

1. EPCRS Safe Harbors -- Catch-ups?

   By KEC79, May 17, 2017
   • 3 replies
   • 727 views
   • 
   • BeckyMiller
   • May 22, 2017

2. Nonamender Problem

   By Below Ground, April 24, 2017   

   • opinion letter dated 1991
   • 9 replies
   • 554 views
   • 
   • Below Ground
   • May 15, 2017

3. Overfunded and Terminated Money Purchase Plan

   By ESI2015, April 28, 2017
   • 6 replies
   • 458 views
   • 
   • Mike Preston
   • May 8, 2017

4. VCP & Did not let someone into the plan

   By jeff77, April 25, 2017
   • 1 reply
   • 357 views
   • 
   • ETA Consulting LLC
   • April 26, 2017

5. Correcting Opertional Failures

   By Cobras59, April 22, 2017
   • 3 replies
   • 380 views
   • 
   • Cobras59
   • April 25, 2017

6. Late matching contributions

   By Carol V. Calhoun, April 22, 2017
   • 5 replies
   • 853 views
   • 
   • K2
   • April 24, 2017

7. Operational Failure - failure to stop deferrals

   By Guest nathang, February 10, 2014
   • 5 replies
   • 1.4k views
   • 
   • Belgarath
   • March 23, 2017

8. Correction of Annuity Rolled to IRA

   By Kudos26, March 23, 2017
   • 0 replies
   • 212 views
   • 
   • Kudos26
   • March 23, 2017

9. 403(b) Plan to Be Amended to Allow Deferrals

   By rocknrolls2, March 10, 2017
   • 0 replies
   • 339 views
   • 
   • rocknrolls2
   • March 10, 2017

10. QDIA Failure

    By AKconsult, March 7, 2017
    • 2 replies
    • 369 views
    • 
    • K2
    • March 7, 2017

11. Close Years, Open Years for IRS Audit

    By Below Ground, February 26, 2017   

    • computation of the maximum penalty amouunt
    • 10 replies
    • 1.2k views
    • 
    • RatherBeGolfing
    • March 1, 2017

12. Allowed to defer early--correction?

    By BG5150, February 23, 2017
    • 4 replies
    • 294 views
    • 
    • BG5150
    • February 23, 2017

13. Roth in document, but not offered right away

    By John Feldt ERPA CPC QPA, February 17, 2017   

    • roth not offered
    • missed deferral opportunity
    • 1 reply
    • 387 views
    • 
    • K2
    • February 17, 2017

14. VCP Fee for Loan Default

    By Gilmore, February 15, 2017
    • 6 replies
    • 920 views
    • 
    • Gilmore
    • February 16, 2017

15. EPCRS - earnings, "lag time" in deposit

    By t.haley, February 14, 2017
    • 3 replies
    • 514 views
    • 
    • BG5150
    • February 14, 2017

16. Rev. Proc. 2015-28 Notice Timing

    By EBECatty, January 11, 2016
    • 1 reply
    • 875 views
    • 
    • panther
    • February 10, 2017

17. Not following cash-out rules

    By BG5150, February 8, 2017
    • 8 replies
    • 433 views
    • 
    • K2
    • February 10, 2017

18. Low excise tax on deferrals, give it to the partic and no 5330?

    By BG5150, January 27, 2017
    • 3 replies
    • 838 views
    • 
    • Flyboyjohn
    • January 27, 2017

19. Due date for top heavy minimum

    By R. Butler, January 23, 2017
    • 5 replies
    • 2.2k views
    • 
    • RatherBeGolfing
    • January 24, 2017

20. Missing SIMPLE deferrals & match since 2004

    By Guest bmurphy61, February 23, 2007
    • 1 reply
    • 1.5k views
    • 
    • cpa2000
    • January 21, 2017

21. ECRS "small benefits"

    By t.haley, January 11, 2017
    • 0 replies
    • 431 views
    • 
    • t.haley
    • January 11, 2017

22. Failure to implement auto enroll, but employees since terminated

    By t.haley, January 10, 2017
    • 1 reply
    • 659 views
    • 
    • Lou S.
    • January 10, 2017

23. Failure to file Forms 1099-R and Form 945

    By MarZDoates, January 10, 2017
    • 0 replies
    • 430 views
    • 
    • MarZDoates
    • January 10, 2017

24. Client changed payroll timing and didn't deduct deferrals for everyone

    By pam@bbm, January 4, 2017
    • 3 replies
    • 498 views
    • 
    • hr for me
    • January 4, 2017

25. No SIMPLE-IRA document

    By Belgarath, January 3, 2017   

    • plan correction
    • 2 replies
    • 356 views
    • 
    • Belgarath
    • January 3, 2017