Operating a TPA or Consulting Firm

276 topics in this forum

1. If our client steals the plan...

   By Dalai Pookah, 1 hour ago   

   • ethics crime
   • 2 replies
   • 19 views
   • 
   • ESOP Guy
   • 30 minutes ago

2. ASPPA code of conduct

   By Bird, October 14
   • 5 replies
   • 614 views
   • 
   • Larry Starr
   • October 15

3. LOOKING FOR 412(i) PLAN TPA FOR 1 PERSON PLAN

   By RayJJohnsonJr, October 10
   • 2 replies
   • 126 views
   • 
   • ErnieG
   • October 11

4. I am considering selling my TPA practice.

   By Guest TPA Firm Seller 2019, September 2
   • 3 replies
   • 481 views
   • 
   • pixmax
   • October 3

5. FT William DTS

   By RatherBeGolfing, August 14
   • 4 replies
   • 272 views
   • 
   • RatherBeGolfing
   • August 14

6. Does a TPA know that a plan’s assets don’t qualify for the audit waiver?

   By Peter Gulia, July 25   

   • small plan; audit; independent qualified public accountant
   • 5 replies
   • 307 views
   • 
   • Bri
   • July 26

7. Client Payroll Issue

   By mming, June 25
   • 8 replies
   • 440 views
   • 
   • RatherBeGolfing
   • June 30

8. E-mail Retention Policy

   By JWRB, June 14
   • 9 replies
   • 342 views
   • 
   • ratherbereading
   • June 24

9. Admin Agreements with new client

   By HarleyBabe, June 19
   • 0 replies
   • 147 views
   • 
   • HarleyBabe
   • June 19

10. TPA Firms For Sale

    By Lifer, June 16, 2017
    • 4 replies
    • 883 views
    • 
    • D.W. Gillman
    • June 6

11. Becoming an Owner

    By Guest Vanilla, June 13, 2013   

    • TPA Owner
    • 4 replies
    • 2,094 views
    • 
    • D.W. Gillman
    • June 6

12. In Acquisition Mode

    By Steve A, May 30   

    • tpa owner
    • 0 replies
    • 130 views
    • 
    • Steve A
    • May 30

13. Average salary, plan count for administrators

    By davisbmsc1, March 4
    • 3 replies
    • 702 views
    • 
    • davisbmsc1
    • March 5

14. E&O insurance for TPA???

    By Lori H, August 28, 2018
    • 4 replies
    • 603 views
    • 
    • thepensionmaven
    • January 14

15. Record Retention for Terminated Clients

    By seatpa, April 15, 2017
    • 5 replies
    • 876 views
    • 
    • Retirement ForUsAll
    • December 17, 2018

16. Firm Organization - Separate roles for client communciation vs. administration or does the plan administrator do it all?

    By 401(k)athryn, October 24, 2018
    • 3 replies
    • 343 views
    • 
    • 401(k)athryn
    • October 29, 2018

17. Small TPA looking to expand

    By TPAexplorer, October 22, 2018
    • 0 replies
    • 286 views
    • 
    • TPAexplorer
    • October 22, 2018

18. Relius Contractor

    By Doghouse, July 13, 2018
    • 4 replies
    • 709 views
    • 
    • Nic Pospiech
    • August 30, 2018

19. Refusing to submit your client’s Form 5500 report

    By Peter Gulia, August 28, 2018   

    • form 5500; efast2
    • 9 replies
    • 531 views
    • 
    • david rigby
    • August 30, 2018

20. Acquisition/Partnership Opportunities

    By EastCoast TPA, June 14, 2017
    • 7 replies
    • 958 views
    • 
    • SM
    • July 10, 2018

21. PLANS FOR SALE

    By MidSouthTPA, April 17, 2018
    • 6 replies
    • 992 views
    • 
    • SM
    • July 10, 2018

22. Service Agreements vs Purchase Orders

    By chuTzPA, May 23, 2018
    • 7 replies
    • 488 views
    • 
    • rr_sphr
    • May 24, 2018

23. Target Clients

    By ERISAAPPLE, May 3, 2018
    • 4 replies
    • 489 views
    • 
    • ratherbereading
    • May 7, 2018

24. Admin Software

    By Lisa.Q, June 30, 2017
    • 7 replies
    • 842 views
    • 
    • thepensionmaven
    • May 2, 2018

25. Does anyone check whether a new customer's executive has been barred from serving as a fiduciary?

    By Peter Gulia, April 2, 2018
    • 6 replies
    • 510 views
    • 
    • JamesK
    • April 4, 2018