Operating a TPA or Consulting Firm

352 topics in this forum

1. 3(16) Services as a TPA

   By mjf06241972, November 2, 2019
   • 13 replies
   • 2k views
   • 
   • Pam Shoup
   • November 11, 2019

2. If our client steals the plan...

   By Dalai Pookah, October 23, 2019   

   • ethics crime
   • 6 replies
   • 1.1k views
   • 
   • Larry Starr
   • October 24, 2019

3. ASPPA code of conduct

   By Bird, October 14, 2019
   • 11 replies
   • 2.8k views
   • 
   • Larry Starr
   • December 12, 2019

4. LOOKING FOR 412(i) PLAN TPA FOR 1 PERSON PLAN

   By RayJJohnsonJr, October 10, 2019
   • 3 replies
   • 650 views
   • 
   • RayJJohnsonJr
   • April 7, 2020

5. I am considering selling my TPA practice.

   By Guest TPA Firm Seller 2019, September 2, 2019
   • 8 replies
   • 3.6k views
   • 
   • Catch22PGM
   • October 18, 2022

6. FT William DTS

   By RatherBeGolfing, August 14, 2019
   • 4 replies
   • 792 views
   • 
   • RatherBeGolfing
   • August 14, 2019

7. Does a TPA know that a plan’s assets don’t qualify for the audit waiver?

   By Peter Gulia, July 25, 2019   

   • small plan; audit; independent qualified public accountant
   • 5 replies
   • 641 views
   • 
   • Bri
   • July 26, 2019

8. Client Payroll Issue

   By mming, June 25, 2019
   • 8 replies
   • 740 views
   • 
   • RatherBeGolfing
   • June 30, 2019

9. Admin Agreements with new client

   By HarleyBabe, June 19, 2019
   • 0 replies
   • 578 views
   • 
   • HarleyBabe
   • June 19, 2019

10. E-mail Retention Policy

    By JWRB, June 14, 2019
    • 9 replies
    • 1.1k views
    • 
    • ratherbereading
    • June 24, 2019

11. In Acquisition Mode

    By Steve A, May 30, 2019   

    • tpa owner
    • 0 replies
    • 429 views
    • 
    • Steve A
    • May 30, 2019

12. Average salary, plan count for administrators

    By davisbmsc1, March 4, 2019
    • 3 replies
    • 1.1k views
    • 
    • davisbmsc1
    • March 5, 2019

13. Firm Organization - Separate roles for client communciation vs. administration or does the plan administrator do it all?

    By 401(k)athryn, October 24, 2018
    • 3 replies
    • 567 views
    • 
    • 401(k)athryn
    • October 29, 2018

14. Small TPA looking to expand

    By TPAexplorer, October 22, 2018
    • 0 replies
    • 519 views
    • 
    • TPAexplorer
    • October 22, 2018

15. Refusing to submit your client’s Form 5500 report

    By Peter Gulia, August 28, 2018   

    • form 5500; efast2
    • 9 replies
    • 1.5k views
    • 
    • david rigby
    • August 30, 2018

16. E&O insurance for TPA???

    By Lori H, August 28, 2018
    • 4 replies
    • 1.1k views
    • 
    • thepensionmaven
    • January 14, 2019

17. Relius Contractor

    By Doghouse, July 13, 2018
    • 4 replies
    • 1.1k views
    • 
    • Nic Pospiech
    • August 30, 2018

18. Service Agreements vs Purchase Orders

    By chuTzPA, May 23, 2018
    • 7 replies
    • 1.2k views
    • 
    • rr_sphr
    • May 24, 2018

19. Target Clients

    By ERISAAPPLE, May 3, 2018
    • 4 replies
    • 707 views
    • 
    • ratherbereading
    • May 7, 2018

20. PLANS FOR SALE

    By MidSouthTPA, April 17, 2018
    • 6 replies
    • 1.5k views
    • 
    • SM
    • July 10, 2018

21. Does anyone check whether a new customer's executive has been barred from serving as a fiduciary?

    By Peter Gulia, April 2, 2018
    • 6 replies
    • 816 views
    • 
    • JamesK
    • April 4, 2018

22. Tax Reform for TPA's

    By ERISAd and confused, February 13, 2018   

    • tax reform
    • professional services
    • 3 replies
    • 947 views
    • 
    • david rigby
    • February 14, 2018

23. Business Activity Code for TPA firm

    By Sully, February 3, 2018
    • 4 replies
    • 682 views
    • 
    • Suzanne Wynn, JD, LLM Tax
    • February 6, 2018

24. Training Courses

    By coleboy, January 11, 2018
    • 12 replies
    • 2.6k views
    • 
    • Belgarath
    • January 24, 2018

25. Deconversion Fee

    By goldtpa, November 28, 2017
    • 11 replies
    • 2.2k views
    • 
    • Pam Shoup
    • November 30, 2017