Communication and Disclosure to Participants

322 topics in this forum

1. What happens if a plan’s administrator does not wait 30 days before paying a distribution?

   By Peter Gulia, December 16, 2019   

   • 402(f)
   • 8 replies
   • 500 views
   • 
   • Peter Gulia
   • December 17, 2019

2. Is the penalty $110 or $112 a day?

   By Peter Gulia, November 11, 2019
   • 2 replies
   • 422 views
   • 
   • Peter Gulia
   • November 12, 2019

3. If one has the participant’s e-mail address, why not just attach the document to be furnished?

   By Peter Gulia, October 22, 2019   

   • electronic disclosures
   • 15 replies
   • 768 views
   • 
   • Mike Preston
   • November 1, 2019

4. Employee Benefit Participant Questionnaire?

   By Tax Cowboy, May 30, 2019
   • 0 replies
   • 963 views
   • 
   • Tax Cowboy
   • May 30, 2019

5. Fee Dislcosure -- Incorrect Administrative Expense Reflected

   By Princess(k), September 27, 2018
   • 1 reply
   • 1,191 views
   • 
   • QP_Guy
   • September 28, 2018

6. Spanish SPD

   By Guest kurt johansen, August 13, 1999
   • 17 replies
   • 7,869 views
   • 
   • Peter Gulia
   • June 14, 2018

7. COBRA & Vision

   By Benefits 101, May 24, 2018   

   • vision cobra
   • 1 reply
   • 389 views
   • 
   • Madison71
   • May 24, 2018

8. Technical Release 2011-03R

   By ERISAAPPLE, November 17, 2017   

   • electronic dislcosures
   • 0 replies
   • 1,241 views
   • 
   • ERISAAPPLE
   • November 17, 2017

9. Safe Harbor Notification to Terminated Participants with a balance ?

   By frank1971, November 7, 2017
   • 3 replies
   • 1,529 views
   • 
   • John Feldt ERPA CPC QPA
   • November 8, 2017

10. QDIA Notice Requirements

    By Nassau, October 19, 2017
    • 3 replies
    • 1,329 views
    • 
    • Gilmore
    • October 21, 2017

11. 408b-2 Disclosures and the fiduciary rule

    By RatherBeGolfing, June 16, 2017
    • 14 replies
    • 727 views
    • 
    • Belgarath
    • October 12, 2017

12. BICE Exemption

    By TCM72, August 15, 2017   

    • bice
    • dol rule
    • (and 1 more)

      Tagged with:

      • bice
      • dol rule
      • fiduciary rule
    • 4 replies
    • 591 views
    • 
    • TCM72
    • October 4, 2017

13. What is the "Earliest Date on which benefits will becom vested"?

    By ERISA1, June 23, 2017   

    • benefit statement
    • disclosure
    • (and 2 more)

      Tagged with:

      • benefit statement
      • disclosure
      • vesting
      • erisa 105
    • 1 reply
    • 701 views
    • 
    • My 2 cents
    • June 23, 2017

14. Requirement to Notify EE on Workers' Comp that they may be eligible for long-term disability benefits

    By CaliBen, June 5, 2017
    • 1 reply
    • 552 views
    • 
    • hr for me
    • June 5, 2017

15. Terminated participants requested dist. Dist denied. Plan in arbitration

    By kwalified, December 14, 2016
    • 11 replies
    • 885 views
    • 
    • My 2 cents
    • June 1, 2017

16. Verbal Communication of Employer Match

    By jpdrews, December 29, 2016
    • 12 replies
    • 1,763 views
    • 
    • jpdrews
    • January 4, 2017

17. When is using e-mail "integral" to a worker's job duties?

    By Peter Gulia, December 27, 2016   

    • notice; electronic
    • 15 replies
    • 1,003 views
    • 
    • GMK
    • December 29, 2016

18. 404(c) disclosures

    By Belgarath, November 1, 2016
    • 3 replies
    • 1,629 views
    • 
    • John Feldt ERPA CPC QPA
    • November 3, 2016

19. 404a-5 disclosure, for past-performance information which date?

    By Peter Gulia, October 14, 2016   

    • 404a-5
    • 2 replies
    • 781 views
    • 
    • Peter Gulia
    • October 14, 2016

20. coverting participant directed plan to trustee directed

    By Scuba 401, August 18, 2016
    • 2 replies
    • 783 views
    • 
    • My 2 cents
    • August 18, 2016

21. Dealing with Returned Mail

    By mmcourt, August 8, 2016
    • 6 replies
    • 878 views
    • 
    • RatherBeGolfing
    • August 10, 2016

22. Participant Fee Disclosure

    By Nassau, July 6, 2016
    • 4 replies
    • 978 views
    • 
    • bluesi2004
    • July 9, 2016

23. Forced Transfers

    By ewatson12, December 29, 2015
    • 7 replies
    • 1,576 views
    • 
    • NHunter
    • December 29, 2015

24. Electronic Distribution of SPDs

    By PJ2009, April 20, 2009
    • 8 replies
    • 2,590 views
    • 
    • Peter Gulia
    • October 22, 2015

25. Fund Change Notice and Related Fee Disclosures

    By 401 Chaos, August 28, 2012
    • 5 replies
    • 13,007 views
    • 
    • John Feldt ERPA CPC QPA
    • October 1, 2015