Communication and Disclosure to Participants

311 topics in this forum

1. 408b-2 Disclosures and the fiduciary rule

   By RatherBeGolfing, June 16
   • 11 replies
   • 179 views
   • 
   • MoJo
   • Monday at 02:20 PM

2. Requirement to Notify EE on Workers' Comp that they may be eligible for long-term disability benefits

   By CaliBen, June 5
   • 1 reply
   • 149 views
   • 
   • hr for me
   • June 5

3. Terminated participants requested dist. Dist denied. Plan in arbitration

   By kwalified, December 14, 2016
   • 11 replies
   • 542 views
   • 
   • My 2 cents
   • June 1

4. Verbal Communication of Employer Match

   By jpdrews, December 29, 2016
   • 12 replies
   • 1,346 views
   • 
   • jpdrews
   • January 4

5. When is using e-mail "integral" to a worker's job duties?

   By Fiduciary Guidance Counsel, December 27, 2016   

   • notice; electronic
   • 15 replies
   • 588 views
   • 
   • GMK
   • December 29, 2016

6. 404(c) disclosures

   By Belgarath, November 1, 2016
   • 3 replies
   • 852 views
   • 
   • John Feldt ERPA CPC QPA
   • November 3, 2016

7. 404a-5 disclosure, for past-performance information which date?

   By Fiduciary Guidance Counsel, October 14, 2016   

   • 404a-5
   • 2 replies
   • 405 views
   • 
   • Fiduciary Guidance Counsel
   • October 14, 2016

8. coverting participant directed plan to trustee directed

   By Scuba 401, August 18, 2016
   • 2 replies
   • 503 views
   • 
   • My 2 cents
   • August 18, 2016

9. Dealing with Returned Mail

   By mmcourt, August 8, 2016
   • 6 replies
   • 464 views
   • 
   • RatherBeGolfing
   • August 10, 2016

10. Participant Fee Disclosure

    By Nassau, July 6, 2016
    • 4 replies
    • 515 views
    • 
    • bluesi2004
    • July 9, 2016

11. Forced Transfers

    By ewatson12, December 29, 2015
    • 7 replies
    • 1,230 views
    • 
    • NHunter
    • December 29, 2015

12. Electronic Distribution of SPDs

    By PJ2009, April 20, 2009
    • 8 replies
    • 2,224 views
    • 
    • Fiduciary Guidance Counsel
    • October 22, 2015

13. Fund Change Notice and Related Fee Disclosures

    By 401 Chaos, August 28, 2012
    • 5 replies
    • 10,813 views
    • 
    • John Feldt ERPA CPC QPA
    • October 1, 2015

14. Fully insured retiree health veba spd

    By jockey12, September 16, 2015
    • 1 reply
    • 609 views
    • 
    • GBurns
    • September 20, 2015

15. Fee Disclosure Vendors

    By EPCRSGuru, July 29, 2015
    • 0 replies
    • 729 views
    • 
    • EPCRSGuru
    • July 29, 2015

16. Funds accidently omitted from fee disclosure

    By BKVB, May 27, 2015   

    • Fee disclosure
    • 0 replies
    • 809 views
    • 
    • BKVB
    • May 27, 2015

17. Eliminating Auto Enrollment Feature

    By Chey1999, May 11, 2015
    • 0 replies
    • 704 views
    • 
    • Chey1999
    • May 11, 2015

18. Summary Annual Report due date?

    By Fiduciary Guidance Counsel, April 29, 2015
    • 2 replies
    • 4,014 views
    • 
    • Fiduciary Guidance Counsel
    • April 29, 2015

19. EACA Notice

    By Nassau, March 31, 2015
    • 1 reply
    • 1,259 views
    • 
    • Belgarath
    • April 1, 2015

20. EACA Notice

    By Nassau, March 31, 2015
    • 0 replies
    • 752 views
    • 
    • Nassau
    • March 31, 2015

21. Who gets the QDIA Notice?

    By BG5150, January 21, 2015
    • 1 reply
    • 1,820 views
    • 
    • Lou S.
    • January 21, 2015

22. Diversification notice for employers using platforms

    By Jim Chad, January 21, 2015
    • 1 reply
    • 680 views
    • 
    • Lou S.
    • January 21, 2015

23. Spanish version of IRS Notice 2014-74

    By Jerry Erisa, December 15, 2014
    • 0 replies
    • 1,089 views
    • 
    • Jerry Erisa
    • December 15, 2014

24. Summary Annual Report - Reference to Numbers on Spreadsheet

    By rocknrolls2, November 14, 2014
    • 1 reply
    • 1,065 views
    • 
    • mming
    • November 19, 2014

25. Notice 2014-54

    By Jerry Erisa, November 17, 2014
    • 6 replies
    • 1,318 views
    • 
    • mbozek
    • November 18, 2014