Communication and Disclosure to Participants

334 topics in this forum

1. Should a summary plan description explain cybersecurity?

   By Peter Gulia, April 28   

   • spd
   • 17 replies
   • 259 views
   • 
   • Peter Gulia
   • April 30

2. Would this satisfy 404a5?

   By Santo Gold, April 8
   • 2 replies
   • 138 views
   • 
   • Peter Gulia
   • April 8

3. Disclosure of Pension to Alternate Participant

   By Carl S., March 1
   • 5 replies
   • 262 views
   • 
   • QDROphile
   • March 3

4. Is there a fiduciary responsibility to educate participants about cybersecurity?

   By Peter Gulia, February 12
   • 5 replies
   • 202 views
   • 
   • david rigby
   • February 12

5. Do you in an SPD or SMM describe a provision that expired?

   By Peter Gulia, November 4, 2020   

   • smm; spd
   • 7 replies
   • 673 views
   • 
   • Luke Bailey
   • November 6, 2020

6. Participant Request to Review Plan Financial Documents

   By cwallace, October 22, 2020
   • 5 replies
   • 264 views
   • 
   • Patricia Neal Jensen
   • October 23, 2020

7. DOL eDisclosure regs

   By Belgarath, August 5, 2020
   • 1 reply
   • 494 views
   • 
   • Peter Gulia
   • August 5, 2020

8. Electronic Disclosure and Burden of Proof

   By tsrl01, July 13, 2020   

   • electronic disclosures
   • 0 replies
   • 257 views
   • 
   • tsrl01
   • July 13, 2020

9. Failure to distribute SAR

   By bevfair, June 8, 2020
   • 1 reply
   • 367 views
   • 
   • Jeff Hartmann
   • June 9, 2020

10. Should an employer assign an email address for every employee (even those who won’t use it in one’s daily work)?

    By Peter Gulia, May 29, 2020   

    • defaul electronic disclosure
    • 14 replies
    • 541 views
    • 
    • Belgarath
    • June 3, 2020

11. New DOL Safe Harbor w/r/t Participant Communication 1 2

    By Belgarath, May 26, 2020
    • 33 replies
    • 617 views
    • 
    • austin3515
    • June 1, 2020

12. RMD Notice

    By JOH, April 2, 2020
    • 0 replies
    • 585 views
    • 
    • JOH
    • April 2, 2020

13. What happens if a plan’s administrator does not wait 30 days before paying a distribution?

    By Peter Gulia, December 16, 2019   

    • 402(f)
    • 8 replies
    • 1.4k views
    • 
    • Peter Gulia
    • December 17, 2019

14. Is the penalty $110 or $112 a day?

    By Peter Gulia, November 11, 2019
    • 2 replies
    • 545 views
    • 
    • Peter Gulia
    • November 12, 2019

15. If one has the participant’s e-mail address, why not just attach the document to be furnished?

    By Peter Gulia, October 22, 2019   

    • electronic disclosures
    • 15 replies
    • 997 views
    • 
    • Mike Preston
    • November 1, 2019

16. Employee Benefit Participant Questionnaire?

    By Tax Cowboy, May 30, 2019
    • 0 replies
    • 1.1k views
    • 
    • Tax Cowboy
    • May 30, 2019

17. Fee Dislcosure -- Incorrect Administrative Expense Reflected

    By Princess(k), September 27, 2018
    • 1 reply
    • 1.4k views
    • 
    • QP_Guy
    • September 28, 2018

18. Spanish SPD

    By Guest kurt johansen, August 13, 1999
    • 17 replies
    • 8.4k views
    • 
    • Peter Gulia
    • June 14, 2018

19. COBRA & Vision

    By Benefits 101, May 24, 2018   

    • vision cobra
    • 1 reply
    • 494 views
    • 
    • Madison71
    • May 24, 2018

20. Technical Release 2011-03R

    By ERISAAPPLE, November 17, 2017   

    • electronic dislcosures
    • 0 replies
    • 1.4k views
    • 
    • ERISAAPPLE
    • November 17, 2017

21. Safe Harbor Notification to Terminated Participants with a balance ?

    By Francis, November 7, 2017
    • 3 replies
    • 2.2k views
    • 
    • John Feldt ERPA CPC QPA
    • November 8, 2017

22. QDIA Notice Requirements

    By Nassau, October 19, 2017
    • 3 replies
    • 1.6k views
    • 
    • Gilmore
    • October 21, 2017

23. 408b-2 Disclosures and the fiduciary rule

    By RatherBeGolfing, June 16, 2017
    • 14 replies
    • 841 views
    • 
    • Belgarath
    • October 12, 2017

24. BICE Exemption

    By TCM72, August 15, 2017   

    • bice
    • dol rule
    • (and 1 more)

      Tagged with:

      • bice
      • dol rule
      • fiduciary rule
    • 4 replies
    • 664 views
    • 
    • TCM72
    • October 4, 2017

25. What is the "Earliest Date on which benefits will becom vested"?

    By ERISA1, June 23, 2017   

    • benefit statement
    • disclosure
    • (and 2 more)

      Tagged with:

      • benefit statement
      • disclosure
      • vesting
      • erisa 105
    • 1 reply
    • 795 views
    • 
    • My 2 cents
    • June 23, 2017