Employee Stock Ownership Plans (ESOPs)

1,161 topics in this forum

1. ERSOPS 1 2

   By Guest mikeymo, July 29, 2003
   • 43 replies
   • 15.1k views
   • 
   • jpod
   • December 1, 2011

2. Ex employees and company stock 1 2

   By Richard Anderson, September 23, 1999
   • 32 replies
   • 10.4k views
   • 
   • RLL
   • August 15, 2000

3. ESOP and Change in Distribution Policy After Required Forms Signed/Completed/Submitted 1 2

   By Guest Grecco, June 30, 2013
   • 26 replies
   • 10.1k views
   • 
   • Guest
   • August 24, 2014

4. Convert 401 to ESOP to get 404(k) deduction 1 2

   By Guest Rudy, November 12, 2001
   • 25 replies
   • 6.6k views
   • 
   • RLL
   • November 15, 2001

5. Purchasing stock - timing, etc.

   By Belgarath, May 2, 2014
   • 22 replies
   • 3k views
   • 
   • GMK
   • May 8, 2014

6. Employer overpaid $6000 on ESOP distribution that I rolled to IRA

   By joshgoldeneagle, June 25, 2015   

   • ESOP IRA
   • 18 replies
   • 4.3k views
   • 
   • GMK
   • August 3, 2015

7. Distributions where share price has dropped

   By Belgarath, August 20, 2012
   • 17 replies
   • 3.5k views
   • 
   • Belgarath
   • August 22, 2012

8. Securities law & registration exemptions - 1042 sales

   By Dawn Hafner, June 13, 2000
   • 16 replies
   • 3.4k views
   • 
   • RLL
   • June 15, 2000

9. Fiduciary liability; in the ESOP plan document, the employer is the Pl

   By Guest Jim Vogl, November 1, 2000
   • 16 replies
   • 2.6k views
   • 
   • Kirk Maldonado
   • November 14, 2000

10. Stock Appreciation rights program with ESOP

    By Belgarath, August 30, 2018
    • 15 replies
    • 2k views
    • 
    • Bob the Swimmer
    • September 6, 2018

11. Termination of Leveraged ESOP before the loan is paid off.

    By Tot, April 27, 2000
    • 15 replies
    • 7.9k views
    • 
    • Kirk Maldonado
    • May 2, 2000

12. ESOP does not have cash to pay participants

    By Lori H, July 27, 2010
    • 15 replies
    • 3.5k views
    • 
    • Lori H
    • October 7, 2010

13. valuation of closely held stock in ESOP

    By k man, November 25, 2003
    • 15 replies
    • 4.4k views
    • 
    • RLL
    • May 29, 2004

14. Anybody know of anything precedential re meaning of 10 years of partic

    By Dave Baker, January 8, 1999
    • 15 replies
    • 3.3k views
    • 
    • RLL
    • August 26, 2003

15. Termination of an ESOP / Valuation of shares in the ESOP, how this should be determined?

    By eglynn, August 2, 2016
    • 15 replies
    • 5.6k views
    • 
    • ejg2553@gmail.com
    • September 21, 2020

16. Questions to ask when terminating a non leveraged ESOP?

    By kwalified, October 21, 2014
    • 14 replies
    • 3.7k views
    • 
    • ESOP Guy
    • March 25, 2015

17. Prepayment of Loan - Reg. 54.4975-7(b)(5) Limitations

    By Yesrod5, April 10, 2013
    • 14 replies
    • 6.9k views
    • 
    • tghooper
    • June 18, 2014

18. ESOP - 4 years and no appraisal or stock purchase

    By Guest rhkesop, August 29, 2012
    • 13 replies
    • 4.2k views
    • 
    • ESOP Guy
    • August 30, 2012

19. Section 1042 prohibited allocations and "recycled" shares

    By Guest Doug Johnston, September 11, 2000
    • 13 replies
    • 3.8k views
    • 
    • RLL
    • October 29, 2000

20. Can a company modify their ESOP bylaws to avoid paying out ESOP distributions to employees who have left the company to work for a direct competitor?

    By associate456, September 9, 2015
    • 13 replies
    • 2k views
    • 
    • david rigby
    • September 12, 2015

21. TPA reluctant to provide information regarding ownership of ER stock

    By katieinny, November 2, 2006
    • 12 replies
    • 2.1k views
    • 
    • katieinny
    • November 3, 2006

22. Transaction between ESOP Company and party in interest

    By Tot, January 3, 2020
    • 12 replies
    • 1.7k views
    • 
    • Degrand
    • January 10, 2020

23. Frozen ESOP question

    By bkidd, December 7, 2017
    • 12 replies
    • 2.1k views
    • 
    • bkidd
    • December 7, 2017

24. Controlled Group ESOP

    By Guest Emiman, June 20, 2006
    • 12 replies
    • 5.1k views
    • 
    • BeckyMiller
    • April 9, 2007

25. ESOP plan termination

    By PS, February 1, 2021
    • 12 replies
    • 1k views
    • 
    • PS
    • March 9, 2021