Investment Issues (Including Self-Directed)

509 topics in this forum

1. Participant-selected RIAs and fee deductions

   By AMDG, May 28   

   • ria
   • prohibited transaction
   • (and 3 more)

     Tagged with:

     • ria
     • prohibited transaction
     • party in interest
     • fee
     • deduction
   • 1 reply
   • 152 views
   • 
   • QP_Guy
   • May 29

2. discriminatory to remove access to an investment?

   By AlbanyConsultant, May 21
   • 1 reply
   • 148 views
   • 
   • Patricia Neal Jensen
   • May 22

3. legacy variable annuity 401(k)

   By Scuba 401, March 11
   • 3 replies
   • 497 views
   • 
   • FPGuy
   • March 13

4. 231b captive insurance with life insurance inside

   By lie, February 11   

   • captive insurance
   • life insurance
   • (and 1 more)

     Tagged with:

     • captive insurance
     • life insurance
     • lawsuite
   • 3 replies
   • 218 views
   • 
   • lie
   • February 14

5. Purchase house in 401(k)

   By Cheryl S, November 1, 2018
   • 11 replies
   • 679 views
   • 
   • Larry Starr
   • January 2

6. Sale of a portion of farm land

   By kwalified, December 18, 2018
   • 7 replies
   • 234 views
   • 
   • Bird
   • December 20, 2018

7. State Taxation of Trust with UBIT

   By JustMe, November 27, 2018
   • 5 replies
   • 265 views
   • 
   • JamesK
   • November 29, 2018

8. Is calling a stable-value account a “fund” misleading?

   By Fiduciary Guidance Counsel, October 15, 2018   

   • communications; stable-value
   • 19 replies
   • 324 views
   • 
   • MoJo
   • October 17, 2018

9. Target Date Funds proposed regulation

   By 52626, October 3, 2018
   • 2 replies
   • 248 views
   • 
   • 52626
   • October 4, 2018

10. In Plan Roth 401(k) Conversion

    By RestAssured, September 11, 2018
    • 2 replies
    • 345 views
    • 
    • RestAssured
    • September 11, 2018

11. Prohibited Transaction

    By Scuba 401, August 15, 2018
    • 9 replies
    • 400 views
    • 
    • Larry Starr
    • August 20, 2018

12. Which retirement plans are affected by undoing the investment-advice fiduciary rule?

    By Fiduciary Guidance Counsel, March 27, 2018   

    • fiduciary
    • 6 replies
    • 819 views
    • 
    • Fiduciary Guidance Counsel
    • March 29, 2018

13. What is the cut-off time to get a day's mutual fund prices?

    By Fiduciary Guidance Counsel, February 27, 2018   

    • investment direction; mutual fund
    • 4 replies
    • 508 views
    • 
    • Pam Shoup
    • March 2, 2018

14. 3(21) and 3(38) fiduciary services

    By Bird, February 22, 2018
    • 18 replies
    • 577 views
    • 
    • MoJo
    • February 26, 2018

15. Self-directed conversions

    By Bird, November 21, 2017
    • 6 replies
    • 743 views
    • 
    • XTitan
    • November 22, 2017

16. Model portfolio rates of return

    By austin3515, October 18, 2017
    • 0 replies
    • 393 views
    • 
    • austin3515
    • October 18, 2017

17. Cost estimate on proposed legislation to undo the Labor department's investment-advice fiduciary rule

    By Fiduciary Guidance Counsel, September 19, 2017   

    • fiduciary; investment; advice; prohibited transaction;
    • 4 replies
    • 432 views
    • 
    • Fiduciary Guidance Counsel
    • September 20, 2017

18. Has anyone seen a lawsuit about prudent selection of investment funds unrelated to expenses or self-dealing?

    By Fiduciary Guidance Counsel, August 29, 2017   

    • erisa; prudence; investment alternative
    • 21 replies
    • 870 views
    • 
    • MoJo
    • September 12, 2017

19. new American Funds pricing for RKD

    By Bird, August 16, 2017
    • 18 replies
    • 848 views
    • 
    • austin3515
    • August 23, 2017

20. Particpant Direction not followed

    By mgcpension, February 10, 2012
    • 1 reply
    • 1,203 views
    • 
    • kl211
    • July 17, 2017

21. What information do you use to evaluate investment funds?

    By Fiduciary Guidance Counsel, June 19, 2017
    • 3 replies
    • 496 views
    • 
    • Fiduciary Guidance Counsel
    • June 19, 2017

22. Bitcoins

    By Monica Barnard, May 22, 2017
    • 3 replies
    • 770 views
    • 
    • CuseFan
    • May 23, 2017

23. Offering Individual Brokerage Account... Is there a Notice?

    By K-t-F, May 2, 2017
    • 9 replies
    • 600 views
    • 
    • RatherBeGolfing
    • May 3, 2017

24. Do you show a money-market fund's seven-day yield?

    By Fiduciary Guidance Counsel, December 6, 2016   

    • 404a-5
    • 4 replies
    • 1,569 views
    • 
    • My 2 cents
    • December 7, 2016

25. HOA ownership

    By Monica Barnard, August 22, 2016
    • 2 replies
    • 1,082 views
    • 
    • QDROphile
    • August 23, 2016