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Investment Issues (Including Self-Directed)

521 topics in this forum

  1. Can a participant pay her adviser’s fees from her plan account?

    By Peter Gulia,   
    • 9 replies
    • 90 views

  2. Prohibited Transaction

    By JustMe,
    • 1 reply
    • 126 views

  3. Missing Asset Value (Not Available)

    By NVS,
    • 6 replies
    • 180 views

  4. TPA partnering with a financial advisor

    By Santo Gold,
    • 6 replies
    • 1,597 views

  5. How do retirement plans handle mutual funds’ proxies?

    By Peter Gulia,   
    • 1 reply
    • 429 views

  6. Escheatment and beneficiaries

    By bruce71,
    • 0 replies
    • 341 views

  7. Loan and UBTI

    By cathyw,
    • 6 replies
    • 312 views

  8. notification if past date in target date fund?

    By AlbanyConsultant,
    • 2 replies
    • 409 views

  9. Notification re: brokerage accounts

    By TPApril,
    • 7 replies
    • 879 views

  10. RIA Fees / Accrued Interest

    By austin3515,
    • 2 replies
    • 171 views

  11. participant dies, who is responsible for investments

    By DMcGovern,
    • 6 replies
    • 495 views

  12. asset with minimum - has to be discriminatory, right?

    By AlbanyConsultant,
    • 6 replies
    • 393 views

  13. Participant-selected RIAs and fee deductions

    By AMDG,   
    • 1 reply
    • 275 views

  14. discriminatory to remove access to an investment?

    By AlbanyConsultant,
    • 1 reply
    • 248 views

  15. legacy variable annuity 401(k)

    By Scuba 401,
    • 3 replies
    • 603 views

  16. 231b captive insurance with life insurance inside

    By lie,   
    • 3 replies
    • 296 views

  17. Purchase house in 401(k)

    By Cheryl S,
    • 11 replies
    • 858 views

  18. Sale of a portion of farm land

    By kwalified,
    • 7 replies
    • 331 views

  19. State Taxation of Trust with UBIT

    By JustMe,
    • 5 replies
    • 358 views

  20. Is calling a stable-value account a “fund” misleading?

    By Peter Gulia,   
    • 19 replies
    • 426 views

  21. Target Date Funds proposed regulation

    By 52626,
    • 2 replies
    • 349 views

  22. In Plan Roth 401(k) Conversion

    By RestAssured,
    • 2 replies
    • 461 views

  23. Prohibited Transaction

    By Scuba 401,
    • 9 replies
    • 482 views

  24. Which retirement plans are affected by undoing the investment-advice fiduciary rule?

    By Peter Gulia,   
    • 6 replies
    • 894 views

  25. What is the cut-off time to get a day's mutual fund prices?

    By Peter Gulia,   
    • 4 replies
    • 607 views
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