Investment Issues (Including Self-Directed)

491 topics in this forum

  1. new American Funds pricing for RKD

    By Bird,
    • 7 replies
    • 97 views

  2. Particpant Direction not followed

    By mgcpension,
    • 1 reply
    • 1,039 views

  3. What information do you use to evaluate investment funds?

    By Fiduciary Guidance Counsel,
    • 3 replies
    • 289 views

  4. Bitcoins

    By Monica Barnard,
    • 3 replies
    • 437 views

  5. Offering Individual Brokerage Account... Is there a Notice?

    By K-t-F,
    • 9 replies
    • 361 views

  6. Do you show a money-market fund's seven-day yield?

    By Fiduciary Guidance Counsel,   
    • 4 replies
    • 1,308 views

  7. HOA ownership

    By Monica Barnard,
    • 2 replies
    • 815 views

  8. Real Estate LLC and Regulated Financial Institution

    By Guest dbvail,
    • 8 replies
    • 1,682 views

  9. On investment advice, how much is left for the SEC to regulate?

    By Fiduciary Guidance Counsel,   
    • 6 replies
    • 777 views

  10. co-investing?

    By Earl,
    • 3 replies
    • 507 views

  11. Template for Fund Removal/Replacements

    By austin3515,
    • 0 replies
    • 412 views

  12. Liquidation of participant-directed brokerage accounts authorized by plan trustee

    By lisabroc,
    • 8 replies
    • 687 views

  13. Any Issues with Offering ETFs now?

    By Briandfox,
    • 0 replies
    • 541 views

  14. SEC Money Market Reform - FDIC-Insured Demand Products

    By Brian K,   
    • 1 reply
    • 521 views

  15. Committee on Homeland Security and Governmental Affairs comment on DOL Fiduciary Rule

    By Bird,
    • 2 replies
    • 391 views

  16. Performance Disclosure Question

    By jreinhardt,   
    • 0 replies
    • 394 views

  17. Foreign investment in rental property

    By angelajee,   
    • 3 replies
    • 760 views

  18. American Funds PlanPremier TPA

    By Bird,
    • 3 replies
    • 4,664 views

  19. disclosure of market-timing restrictions

    By Fiduciary Guidance Counsel,   
    • 15 replies
    • 716 views

  20. RIA who manages 4 partnerships wants to invest pension fund in one of LPs

    By CharlesLeggette,
    • 4 replies
    • 551 views

  21. Benefits, Rights & Features in SDBAs Revisited

    By Guest Grumpy456,
    • 2 replies
    • 498 views

  22. What do you disclose to participants about an investment adviser?

    By Fiduciary Guidance Counsel,   
    • 5 replies
    • 723 views

  23. Foreign Tax Withholding

    By A Shot in the Dark,
    • 10 replies
    • 2,382 views

  24. Minimum Investment Fee

    By Buckoosier,
    • 5 replies
    • 891 views

  25. Property valuation requirements for one participant plan

    By kwalified,
    • 1 reply
    • 580 views