Investment Issues (Including Self-Directed)

490 topics in this forum

1. What information do you use to evaluate investment funds?

   By Fiduciary Guidance Counsel, June 19
   • 3 replies
   • 116 views
   • 
   • Fiduciary Guidance Counsel
   • June 19

2. Bitcoins

   By Monica Barnard, May 22
   • 3 replies
   • 313 views
   • 
   • CuseFan
   • May 23

3. Offering Individual Brokerage Account... Is there a Notice?

   By K-t-F, May 2
   • 9 replies
   • 253 views
   • 
   • RatherBeGolfing
   • May 3

4. Do you show a money-market fund's seven-day yield?

   By Fiduciary Guidance Counsel, December 6, 2016   

   • 404a-5
   • 4 replies
   • 1,198 views
   • 
   • My 2 cents
   • December 7, 2016

5. HOA ownership

   By Monica Barnard, August 22, 2016
   • 2 replies
   • 712 views
   • 
   • QDROphile
   • August 23, 2016

6. Real Estate LLC and Regulated Financial Institution

   By Guest dbvail, July 29, 2008
   • 8 replies
   • 1,584 views
   • 
   • QDROphile
   • July 14, 2016

7. On investment advice, how much is left for the SEC to regulate?

   By Fiduciary Guidance Counsel, May 13, 2016   

   • investment advice; fiduciary
   • 6 replies
   • 675 views
   • 
   • My 2 cents
   • May 23, 2016

8. co-investing?

   By Earl, May 19, 2016
   • 3 replies
   • 398 views
   • 
   • Earl
   • May 19, 2016

9. Template for Fund Removal/Replacements

   By austin3515, May 18, 2016
   • 0 replies
   • 304 views
   • 
   • austin3515
   • May 18, 2016

10. Liquidation of participant-directed brokerage accounts authorized by plan trustee

    By lisabroc, April 7, 2016
    • 8 replies
    • 582 views
    • 
    • lisabroc
    • April 8, 2016

11. Any Issues with Offering ETFs now?

    By Briandfox, March 9, 2016
    • 0 replies
    • 443 views
    • 
    • Briandfox
    • March 9, 2016

12. SEC Money Market Reform - FDIC-Insured Demand Products

    By Brian K, February 26, 2016   

    • money market
    • stable value
    • (and 2 more)

      Tagged with:

      • money market
      • stable value
      • demand deposit
      • FDIC
    • 1 reply
    • 491 views
    • 
    • Fiduciary Guidance Counsel
    • February 27, 2016

13. Committee on Homeland Security and Governmental Affairs comment on DOL Fiduciary Rule

    By Bird, February 26, 2016
    • 2 replies
    • 362 views
    • 
    • GMK
    • February 26, 2016

14. Performance Disclosure Question

    By jreinhardt, February 25, 2016   

    • Models; Fees
    • 0 replies
    • 368 views
    • 
    • jreinhardt
    • February 25, 2016

15. Foreign investment in rental property

    By angelajee, December 21, 2015   

    • investment
    • 3 replies
    • 738 views
    • 
    • Laurence Oman
    • February 24, 2016

16. American Funds PlanPremier TPA

    By Bird, February 19, 2010
    • 3 replies
    • 4,598 views
    • 
    • BG5150
    • January 6, 2016

17. disclosure of market-timing restrictions

    By Fiduciary Guidance Counsel, December 9, 2015   

    • market-timing; disclosure
    • 15 replies
    • 689 views
    • 
    • K2retire
    • December 11, 2015

18. RIA who manages 4 partnerships wants to invest pension fund in one of LPs

    By CharlesLeggette, November 20, 2015
    • 4 replies
    • 524 views
    • 
    • jpod
    • November 20, 2015

19. Benefits, Rights & Features in SDBAs Revisited

    By Guest Grumpy456, November 17, 2015
    • 2 replies
    • 476 views
    • 
    • Lou S.
    • November 17, 2015

20. What do you disclose to participants about an investment adviser?

    By Fiduciary Guidance Counsel, October 21, 2015   

    • 404a-5
    • 5 replies
    • 696 views
    • 
    • Fiduciary Guidance Counsel
    • October 21, 2015

21. Foreign Tax Withholding

    By A Shot in the Dark, January 16, 2009
    • 10 replies
    • 2,355 views
    • 
    • JJA
    • October 16, 2015

22. Minimum Investment Fee

    By Buckoosier, August 12, 2015
    • 5 replies
    • 870 views
    • 
    • John Feldt ERPA CPC QPA
    • August 19, 2015

23. Property valuation requirements for one participant plan

    By kwalified, July 28, 2015
    • 1 reply
    • 554 views
    • 
    • mbozek
    • July 29, 2015

24. Form 926 For Qualified Plan's Investment in Offshore Hedge Fund

    By SycamoreFan, June 8, 2015
    • 0 replies
    • 750 views
    • 
    • SycamoreFan
    • June 8, 2015

25. Participant loaning money to individual as an "investment"

    By t.haley, June 4, 2015
    • 3 replies
    • 627 views
    • 
    • t.haley
    • June 4, 2015