Investment Issues (Including Self-Directed)

507 topics in this forum

1. legacy variable annuity 401(k)

   By Scuba 401, March 11
   • 3 replies
   • 193 views
   • 
   • FPGuy
   • March 13

2. 231b captive insurance with life insurance inside

   By lie, February 11   

   • captive insurance
   • life insurance
   • (and 1 more)

     Tagged with:

     • captive insurance
     • life insurance
     • lawsuite
   • 3 replies
   • 172 views
   • 
   • lie
   • February 14

3. Purchase house in 401(k)

   By Cheryl S, November 1, 2018
   • 11 replies
   • 625 views
   • 
   • Larry Starr
   • January 2

4. Sale of a portion of farm land

   By kwalified, December 18, 2018
   • 7 replies
   • 199 views
   • 
   • Bird
   • December 20, 2018

5. State Taxation of Trust with UBIT

   By JustMe, November 27, 2018
   • 5 replies
   • 230 views
   • 
   • JamesK
   • November 29, 2018

6. Is calling a stable-value account a “fund” misleading?

   By Fiduciary Guidance Counsel, October 15, 2018   

   • communications; stable-value
   • 19 replies
   • 287 views
   • 
   • MoJo
   • October 17, 2018

7. Target Date Funds proposed regulation

   By 52626, October 3, 2018
   • 2 replies
   • 208 views
   • 
   • 52626
   • October 4, 2018

8. In Plan Roth 401(k) Conversion

   By RestAssured, September 11, 2018
   • 2 replies
   • 291 views
   • 
   • RestAssured
   • September 11, 2018

9. Prohibited Transaction

   By Scuba 401, August 15, 2018
   • 9 replies
   • 365 views
   • 
   • Larry Starr
   • August 20, 2018

10. Which retirement plans are affected by undoing the investment-advice fiduciary rule?

    By Fiduciary Guidance Counsel, March 27, 2018   

    • fiduciary
    • 6 replies
    • 786 views
    • 
    • Fiduciary Guidance Counsel
    • March 29, 2018

11. What is the cut-off time to get a day's mutual fund prices?

    By Fiduciary Guidance Counsel, February 27, 2018   

    • investment direction; mutual fund
    • 4 replies
    • 476 views
    • 
    • Pam Shoup
    • March 2, 2018

12. 3(21) and 3(38) fiduciary services

    By Bird, February 22, 2018
    • 18 replies
    • 532 views
    • 
    • MoJo
    • February 26, 2018

13. Self-directed conversions

    By Bird, November 21, 2017
    • 6 replies
    • 711 views
    • 
    • XTitan
    • November 22, 2017

14. Model portfolio rates of return

    By austin3515, October 18, 2017
    • 0 replies
    • 360 views
    • 
    • austin3515
    • October 18, 2017

15. Cost estimate on proposed legislation to undo the Labor department's investment-advice fiduciary rule

    By Fiduciary Guidance Counsel, September 19, 2017   

    • fiduciary; investment; advice; prohibited transaction;
    • 4 replies
    • 422 views
    • 
    • Fiduciary Guidance Counsel
    • September 20, 2017

16. Has anyone seen a lawsuit about prudent selection of investment funds unrelated to expenses or self-dealing?

    By Fiduciary Guidance Counsel, August 29, 2017   

    • erisa; prudence; investment alternative
    • 21 replies
    • 834 views
    • 
    • MoJo
    • September 12, 2017

17. new American Funds pricing for RKD

    By Bird, August 16, 2017
    • 18 replies
    • 805 views
    • 
    • austin3515
    • August 23, 2017

18. Particpant Direction not followed

    By mgcpension, February 10, 2012
    • 1 reply
    • 1,189 views
    • 
    • kl211
    • July 17, 2017

19. What information do you use to evaluate investment funds?

    By Fiduciary Guidance Counsel, June 19, 2017
    • 3 replies
    • 474 views
    • 
    • Fiduciary Guidance Counsel
    • June 19, 2017

20. Bitcoins

    By Monica Barnard, May 22, 2017
    • 3 replies
    • 718 views
    • 
    • CuseFan
    • May 23, 2017

21. Offering Individual Brokerage Account... Is there a Notice?

    By K-t-F, May 2, 2017
    • 9 replies
    • 569 views
    • 
    • RatherBeGolfing
    • May 3, 2017

22. Do you show a money-market fund's seven-day yield?

    By Fiduciary Guidance Counsel, December 6, 2016   

    • 404a-5
    • 4 replies
    • 1,538 views
    • 
    • My 2 cents
    • December 7, 2016

23. HOA ownership

    By Monica Barnard, August 22, 2016
    • 2 replies
    • 1,050 views
    • 
    • QDROphile
    • August 23, 2016

24. Real Estate LLC and Regulated Financial Institution

    By Guest dbvail, July 29, 2008
    • 8 replies
    • 1,790 views
    • 
    • QDROphile
    • July 14, 2016

25. On investment advice, how much is left for the SEC to regulate?

    By Fiduciary Guidance Counsel, May 13, 2016   

    • investment advice; fiduciary
    • 6 replies
    • 923 views
    • 
    • My 2 cents
    • May 23, 2016