Investment Issues (Including Self-Directed)

511 topics in this forum

1. participant dies, who is responsible for investments

   By DMcGovern, September 13
   • 6 replies
   • 293 views
   • 
   • Luke Bailey
   • September 16

2. asset with minimum - has to be discriminatory, right?

   By AlbanyConsultant, September 3
   • 6 replies
   • 255 views
   • 
   • ugueth
   • September 5

3. Participant-selected RIAs and fee deductions

   By AMDG, May 28   

   • ria
   • prohibited transaction
   • (and 3 more)

     Tagged with:

     • ria
     • prohibited transaction
     • party in interest
     • fee
     • deduction
   • 1 reply
   • 207 views
   • 
   • QP_Guy
   • May 29

4. discriminatory to remove access to an investment?

   By AlbanyConsultant, May 21
   • 1 reply
   • 173 views
   • 
   • Patricia Neal Jensen
   • May 22

5. legacy variable annuity 401(k)

   By Scuba 401, March 11
   • 3 replies
   • 523 views
   • 
   • FPGuy
   • March 13

6. 231b captive insurance with life insurance inside

   By lie, February 11   

   • captive insurance
   • life insurance
   • (and 1 more)

     Tagged with:

     • captive insurance
     • life insurance
     • lawsuite
   • 3 replies
   • 236 views
   • 
   • lie
   • February 14

7. Purchase house in 401(k)

   By Cheryl S, November 1, 2018
   • 11 replies
   • 714 views
   • 
   • Larry Starr
   • January 2

8. Sale of a portion of farm land

   By kwalified, December 18, 2018
   • 7 replies
   • 258 views
   • 
   • Bird
   • December 20, 2018

9. State Taxation of Trust with UBIT

   By JustMe, November 27, 2018
   • 5 replies
   • 287 views
   • 
   • JamesK
   • November 29, 2018

10. Is calling a stable-value account a “fund” misleading?

    By Fiduciary Guidance Counsel, October 15, 2018   

    • communications; stable-value
    • 19 replies
    • 349 views
    • 
    • MoJo
    • October 17, 2018

11. Target Date Funds proposed regulation

    By 52626, October 3, 2018
    • 2 replies
    • 272 views
    • 
    • 52626
    • October 4, 2018

12. In Plan Roth 401(k) Conversion

    By RestAssured, September 11, 2018
    • 2 replies
    • 365 views
    • 
    • RestAssured
    • September 11, 2018

13. Prohibited Transaction

    By Scuba 401, August 15, 2018
    • 9 replies
    • 410 views
    • 
    • Larry Starr
    • August 20, 2018

14. Which retirement plans are affected by undoing the investment-advice fiduciary rule?

    By Fiduciary Guidance Counsel, March 27, 2018   

    • fiduciary
    • 6 replies
    • 833 views
    • 
    • Fiduciary Guidance Counsel
    • March 29, 2018

15. What is the cut-off time to get a day's mutual fund prices?

    By Fiduciary Guidance Counsel, February 27, 2018   

    • investment direction; mutual fund
    • 4 replies
    • 519 views
    • 
    • Pam Shoup
    • March 2, 2018

16. 3(21) and 3(38) fiduciary services

    By Bird, February 22, 2018
    • 18 replies
    • 605 views
    • 
    • MoJo
    • February 26, 2018

17. Self-directed conversions

    By Bird, November 21, 2017
    • 6 replies
    • 764 views
    • 
    • XTitan
    • November 22, 2017

18. Model portfolio rates of return

    By austin3515, October 18, 2017
    • 0 replies
    • 412 views
    • 
    • austin3515
    • October 18, 2017

19. Cost estimate on proposed legislation to undo the Labor department's investment-advice fiduciary rule

    By Fiduciary Guidance Counsel, September 19, 2017   

    • fiduciary; investment; advice; prohibited transaction;
    • 4 replies
    • 448 views
    • 
    • Fiduciary Guidance Counsel
    • September 20, 2017

20. Has anyone seen a lawsuit about prudent selection of investment funds unrelated to expenses or self-dealing?

    By Fiduciary Guidance Counsel, August 29, 2017   

    • erisa; prudence; investment alternative
    • 21 replies
    • 884 views
    • 
    • MoJo
    • September 12, 2017

21. new American Funds pricing for RKD

    By Bird, August 16, 2017
    • 18 replies
    • 876 views
    • 
    • austin3515
    • August 23, 2017

22. Particpant Direction not followed

    By mgcpension, February 10, 2012
    • 1 reply
    • 1,223 views
    • 
    • kl211
    • July 17, 2017

23. What information do you use to evaluate investment funds?

    By Fiduciary Guidance Counsel, June 19, 2017
    • 3 replies
    • 512 views
    • 
    • Fiduciary Guidance Counsel
    • June 19, 2017

24. Bitcoins

    By Monica Barnard, May 22, 2017
    • 3 replies
    • 796 views
    • 
    • CuseFan
    • May 23, 2017

25. Offering Individual Brokerage Account... Is there a Notice?

    By K-t-F, May 2, 2017
    • 9 replies
    • 621 views
    • 
    • RatherBeGolfing
    • May 3, 2017