Investment Issues (Including Self-Directed)

499 topics in this forum

1. Prohibited Transaction

   By Scuba 401, Wednesday at 03:02 PM
   • 7 replies
   • 116 views
   • 
   • Bob the Swimmer
   • Wednesday at 11:06 PM

2. Which retirement plans are affected by undoing the investment-advice fiduciary rule?

   By Fiduciary Guidance Counsel, March 27   

   • fiduciary
   • 6 replies
   • 710 views
   • 
   • Fiduciary Guidance Counsel
   • March 29

3. What is the cut-off time to get a day's mutual fund prices?

   By Fiduciary Guidance Counsel, February 27   

   • investment direction; mutual fund
   • 4 replies
   • 369 views
   • 
   • PamB
   • March 2

4. 3(21) and 3(38) fiduciary services

   By Bird, February 22
   • 18 replies
   • 419 views
   • 
   • MoJo
   • February 26

5. Self-directed conversions

   By Bird, November 21, 2017
   • 6 replies
   • 604 views
   • 
   • XTitan
   • November 22, 2017

6. Model portfolio rates of return

   By austin3515, October 18, 2017
   • 0 replies
   • 276 views
   • 
   • austin3515
   • October 18, 2017

7. Cost estimate on proposed legislation to undo the Labor department's investment-advice fiduciary rule

   By Fiduciary Guidance Counsel, September 19, 2017   

   • fiduciary; investment; advice; prohibited transaction;
   • 4 replies
   • 368 views
   • 
   • Fiduciary Guidance Counsel
   • September 20, 2017

8. Has anyone seen a lawsuit about prudent selection of investment funds unrelated to expenses or self-dealing?

   By Fiduciary Guidance Counsel, August 29, 2017   

   • erisa; prudence; investment alternative
   • 21 replies
   • 757 views
   • 
   • MoJo
   • September 12, 2017

9. new American Funds pricing for RKD

   By Bird, August 16, 2017
   • 18 replies
   • 670 views
   • 
   • austin3515
   • August 23, 2017

10. Particpant Direction not followed

    By mgcpension, February 10, 2012
    • 1 reply
    • 1,154 views
    • 
    • kl211
    • July 17, 2017

11. What information do you use to evaluate investment funds?

    By Fiduciary Guidance Counsel, June 19, 2017
    • 3 replies
    • 428 views
    • 
    • Fiduciary Guidance Counsel
    • June 19, 2017

12. Bitcoins

    By Monica Barnard, May 22, 2017
    • 3 replies
    • 632 views
    • 
    • CuseFan
    • May 23, 2017

13. Offering Individual Brokerage Account... Is there a Notice?

    By K-t-F, May 2, 2017
    • 9 replies
    • 517 views
    • 
    • RatherBeGolfing
    • May 3, 2017

14. Do you show a money-market fund's seven-day yield?

    By Fiduciary Guidance Counsel, December 6, 2016   

    • 404a-5
    • 4 replies
    • 1,481 views
    • 
    • My 2 cents
    • December 7, 2016

15. HOA ownership

    By Monica Barnard, August 22, 2016
    • 2 replies
    • 999 views
    • 
    • QDROphile
    • August 23, 2016

16. Real Estate LLC and Regulated Financial Institution

    By Guest dbvail, July 29, 2008
    • 8 replies
    • 1,741 views
    • 
    • QDROphile
    • July 14, 2016

17. On investment advice, how much is left for the SEC to regulate?

    By Fiduciary Guidance Counsel, May 13, 2016   

    • investment advice; fiduciary
    • 6 replies
    • 882 views
    • 
    • My 2 cents
    • May 23, 2016

18. co-investing?

    By Earl, May 19, 2016
    • 3 replies
    • 615 views
    • 
    • Earl
    • May 19, 2016

19. Template for Fund Removal/Replacements

    By austin3515, May 18, 2016
    • 0 replies
    • 515 views
    • 
    • austin3515
    • May 18, 2016

20. Liquidation of participant-directed brokerage accounts authorized by plan trustee

    By lisabroc, April 7, 2016
    • 8 replies
    • 816 views
    • 
    • lisabroc
    • April 8, 2016

21. Any Issues with Offering ETFs now?

    By Briandfox, March 9, 2016
    • 0 replies
    • 639 views
    • 
    • Briandfox
    • March 9, 2016

22. SEC Money Market Reform - FDIC-Insured Demand Products

    By Brian K, February 26, 2016   

    • money market
    • stable value
    • (and 2 more)

      Tagged with:

      • money market
      • stable value
      • demand deposit
      • FDIC
    • 1 reply
    • 636 views
    • 
    • Fiduciary Guidance Counsel
    • February 27, 2016

23. Committee on Homeland Security and Governmental Affairs comment on DOL Fiduciary Rule

    By Bird, February 26, 2016
    • 2 replies
    • 488 views
    • 
    • GMK
    • February 26, 2016

24. Performance Disclosure Question

    By jreinhardt, February 25, 2016   

    • Models; Fees
    • 0 replies
    • 525 views
    • 
    • jreinhardt
    • February 25, 2016

25. Foreign investment in rental property

    By angelajee, December 21, 2015   

    • investment
    • 3 replies
    • 809 views
    • 
    • Laurence Oman
    • February 24, 2016