Investment Issues (Including Self-Directed)

546 topics in this forum

1. Target Date Funds proposed regulation

   By 52626, October 3, 2018
   • 2 replies
   • 521 views
   • 
   • 52626
   • October 4, 2018

2. In Plan Roth 401(k) Conversion

   By RestAssured, September 11, 2018
   • 2 replies
   • 953 views
   • 
   • RestAssured
   • September 11, 2018

3. Prohibited Transaction

   By Scuba 401, August 15, 2018
   • 9 replies
   • 602 views
   • 
   • Larry Starr
   • August 20, 2018

4. Which retirement plans are affected by undoing the investment-advice fiduciary rule?

   By Peter Gulia, March 27, 2018   

   • fiduciary
   • 6 replies
   • 1.2k views
   • 
   • Peter Gulia
   • March 29, 2018

5. What is the cut-off time to get a day's mutual fund prices?

   By Peter Gulia, February 27, 2018   

   • investment direction; mutual fund
   • 4 replies
   • 1.1k views
   • 
   • Pam Shoup
   • March 2, 2018

6. Model portfolio rates of return

   By austin3515, October 18, 2017
   • 0 replies
   • 608 views
   • 
   • austin3515
   • October 18, 2017

7. Cost estimate on proposed legislation to undo the Labor department's investment-advice fiduciary rule

   By Peter Gulia, September 19, 2017   

   • fiduciary; investment; advice; prohibited transaction;
   • 4 replies
   • 592 views
   • 
   • Peter Gulia
   • September 20, 2017

8. Has anyone seen a lawsuit about prudent selection of investment funds unrelated to expenses or self-dealing?

   By Peter Gulia, August 29, 2017   

   • erisa; prudence; investment alternative
   • 21 replies
   • 1.4k views
   • 
   • MoJo
   • September 12, 2017

9. new American Funds pricing for RKD

   By Bird, August 16, 2017
   • 18 replies
   • 1.3k views
   • 
   • austin3515
   • August 23, 2017

10. What information do you use to evaluate investment funds?

    By Peter Gulia, June 19, 2017
    • 3 replies
    • 731 views
    • 
    • Peter Gulia
    • June 19, 2017

11. Bitcoins

    By Monica Barnard, May 22, 2017
    • 3 replies
    • 1.1k views
    • 
    • CuseFan
    • May 23, 2017

12. Offering Individual Brokerage Account... Is there a Notice?

    By K-t-F, May 2, 2017
    • 9 replies
    • 933 views
    • 
    • RatherBeGolfing
    • May 3, 2017

13. Do you show a money-market fund's seven-day yield?

    By Peter Gulia, December 6, 2016   

    • 404a-5
    • 4 replies
    • 1.8k views
    • 
    • My 2 cents
    • December 7, 2016

14. HOA ownership

    By Monica Barnard, August 22, 2016
    • 2 replies
    • 1.3k views
    • 
    • QDROphile
    • August 23, 2016

15. Real Estate LLC and Regulated Financial Institution

    By Guest dbvail, July 29, 2008
    • 8 replies
    • 2.4k views
    • 
    • QDROphile
    • July 14, 2016

16. On investment advice, how much is left for the SEC to regulate?

    By Peter Gulia, May 13, 2016   

    • investment advice; fiduciary
    • 6 replies
    • 1.1k views
    • 
    • My 2 cents
    • May 23, 2016

17. co-investing?

    By Earl, May 19, 2016
    • 3 replies
    • 866 views
    • 
    • Earl
    • May 19, 2016

18. Template for Fund Removal/Replacements

    By austin3515, May 18, 2016
    • 0 replies
    • 681 views
    • 
    • austin3515
    • May 18, 2016

19. Liquidation of participant-directed brokerage accounts authorized by plan trustee

    By lisabroc, April 7, 2016
    • 8 replies
    • 1.3k views
    • 
    • lisabroc
    • April 8, 2016

20. SEC Money Market Reform - FDIC-Insured Demand Products

    By Brian K, February 26, 2016   

    • money market
    • stable value
    • (and 2 more)

      Tagged with:

      • money market
      • stable value
      • demand deposit
      • FDIC
    • 1 reply
    • 816 views
    • 
    • Peter Gulia
    • February 27, 2016

21. Committee on Homeland Security and Governmental Affairs comment on DOL Fiduciary Rule

    By Bird, February 26, 2016
    • 2 replies
    • 634 views
    • 
    • GMK
    • February 26, 2016

22. Foreign investment in rental property

    By angelajee, December 21, 2015   

    • investment
    • 3 replies
    • 999 views
    • 
    • Laurence Oman
    • February 24, 2016

23. American Funds PlanPremier TPA

    By Bird, February 19, 2010
    • 3 replies
    • 6.2k views
    • 
    • BG5150
    • January 6, 2016

24. disclosure of market-timing restrictions

    By Peter Gulia, December 9, 2015   

    • market-timing; disclosure
    • 15 replies
    • 1.3k views
    • 
    • K2retire
    • December 11, 2015

25. RIA who manages 4 partnerships wants to invest pension fund in one of LPs

    By CharlesLeggette, November 20, 2015
    • 4 replies
    • 888 views
    • 
    • jpod
    • November 20, 2015