Plan Document Amendments

765 topics in this forum

1. Secure Act Roth Catch Up requirement

   By RaiCMC, April 3
   • 9 replies
   • 504 views
   • 
   • Below Ground
   • April 5

2. Is a plan amendment ineffective because it lacks a distinct signature for an adopting employer?

   By Peter Gulia, February 20
   • 3 replies
   • 450 views
   • 
   • MoJo
   • February 20

3. Retroactive Amendment

   By msmith, February 14
   • 0 replies
   • 120 views
   • 
   • msmith
   • February 14

4. Retroactive amendment to change eligibility

   By jpdrews, December 16, 2022
   • 2 replies
   • 590 views
   • 
   • Peter Gulia
   • December 17, 2022

5. Relius/Sungard QNEC/QMAC Forfeiture Amendment

   By nancy, November 21, 2022
   • 0 replies
   • 269 views
   • 
   • nancy
   • November 21, 2022

6. Summary of Material Modifications required

   By Belgarath, October 14, 2022
   • 3 replies
   • 485 views
   • 
   • Luke Bailey
   • October 24, 2022

7. Early Inclusion Amendment

   By Misty, October 5, 2022
   • 2 replies
   • 357 views
   • 
   • EBECatty
   • October 5, 2022

8. Cycle 3 late adopter

   By Tom, September 7, 2022
   • 4 replies
   • 290 views
   • 
   • CuseFan
   • September 8, 2022

9. Discretionary Amendment - Amending Forfeiture Allocation Methods - Anti-Cutback Violation?

   By David Olive, August 24, 2022
   • 1 reply
   • 152 views
   • 
   • Bird
   • August 24, 2022

10. Effective Date of Cycle 3 Restatement 1 Day After Deadline?

    By ERISA1, June 28, 2022
    • 12 replies
    • 654 views
    • 
    • Peter Gulia
    • August 1, 2022

11. Document provider

    By J Simmons, July 8, 2022
    • 1 reply
    • 206 views
    • 
    • Patricia Neal Jensen
    • July 12, 2022

12. Removing a Trustee

    By K-t-F, July 11, 2022
    • 6 replies
    • 365 views
    • 
    • Peter Gulia
    • July 12, 2022

13. Money Purchase Plan

    By nancy, July 5, 2022
    • 1 reply
    • 140 views
    • 
    • StephenD
    • July 6, 2022

14. What do you choose as a plan’s restatement date?

    By Peter Gulia, June 30, 2022   

    • restatement
    • 7 replies
    • 383 views
    • 
    • Peter Gulia
    • July 4, 2022

15. Terminating before 7/31/22 to avoid restatement

    By TPApril, June 12, 2022
    • 5 replies
    • 344 views
    • 
    • G8Rs
    • June 14, 2022

16. Amendment to Change Vesting. Which schedule does a new participant follow?

    By jkharvey, May 10, 2022
    • 3 replies
    • 602 views
    • 
    • acm_acm
    • May 12, 2022

17. What if a § 401(a) plan matches a governmental § 457(b) deferral?

    By Peter Gulia, April 21, 2022
    • 4 replies
    • 384 views
    • 
    • Peter Gulia
    • April 22, 2022

18. Prototype documents and each participant being their own allocation group.

    By 01123, April 7, 2022
    • 2 replies
    • 237 views
    • 
    • CuseFan
    • April 8, 2022

19. Which plan document does Ascensus use?

    By Peter Gulia, March 31, 2022
    • 4 replies
    • 281 views
    • 
    • Peter Gulia
    • April 5, 2022

20. Amend to allow in-service for age 45 + 10 YOP

    By AmyETPA, April 1, 2022
    • 3 replies
    • 285 views
    • 
    • Bob the Swimmer
    • April 5, 2022

21. Trustee Documents on Cycle 3 restatements

    By mattmc82, March 16, 2022
    • 2 replies
    • 421 views
    • 
    • Peter Gulia
    • March 16, 2022

22. PPA Restatement for Individually Designed Plan

    By bzorc, March 7, 2022
    • 2 replies
    • 387 views
    • 
    • bzorc
    • March 7, 2022

23. Is there a vendor with a Hacienda-preapproved document to tax-qualify for Puerto Rico?

    By Peter Gulia, January 13, 2022
    • 7 replies
    • 622 views
    • 
    • CuseFan
    • January 19, 2022

24. Backdating Plan Amendments

    By Ananda, January 4, 2022
    • 10 replies
    • 958 views
    • 
    • Luke Bailey
    • January 6, 2022

25. Amending Safe Harbor before Plan Year

    By Kat B, December 17, 2021
    • 1 reply
    • 295 views
    • 
    • Bird
    • December 17, 2021