Plan Document Amendments

682 topics in this forum

1. Vesting Change from Immediate to 6-Year Graded

   By John Feldt ERPA CPC QPA, June 5   

   • 411
   • vesting
   • 18 replies
   • 421 views
   • 
   • Kevin C
   • June 9

2. Effect of Late Discretionary Amendment

   By JJRetirement, May 23   

   • plan amendment
   • remedial amendment period
   • (and 3 more)

     Tagged with:

     • plan amendment
     • remedial amendment period
     • operational error
     • defined contribution
     • late adoption
   • 3 replies
   • 132 views
   • 
   • CuseFan
   • May 25

3. Amend Profit Sharing formula & remove accrual requirements

   By Melgh69, April 26
   • 4 replies
   • 234 views
   • 
   • Melgh69
   • April 27

4. 403(b) restatements with pre-approved language

   By Belgarath, April 12
   • 1 reply
   • 178 views
   • 
   • Fiduciary Guidance Counsel
   • April 13

5. Amendment to Discretionary Match / Notification to Employees

   By TPA Bob, March 6
   • 2 replies
   • 335 views
   • 
   • TPA Bob
   • March 7

6. Revenue Procedure 2005-16, Announcement 2005-37

   By Bumppo23, February 20   

   • power to amend
   • volume submitter plans
   • (and 5 more)

     Tagged with:

     • power to amend
     • volume submitter plans
     • advisory letters
     • volume submitter
     • plan sponsor
     • amendments
     • advisory letter
   • 0 replies
   • 137 views
   • 
   • Bumppo23
   • February 20

7. Takeover plans & plan documents

   By chuTzPA, February 8
   • 6 replies
   • 359 views
   • 
   • John Feldt ERPA CPC QPA
   • February 16

8. Does the plan document say anything about a participant's power of attorney?

   By Fiduciary Guidance Counsel, February 1   

   • plan document; procedures; power of attorney
   • 15 replies
   • 330 views
   • 
   • K2retire
   • February 3

9. Provider of TRA 86 401k documents?

   By Fully Vested, December 29, 2016
   • 2 replies
   • 518 views
   • 
   • Kevin C
   • December 29, 2016

10. What is the remedial-amendment date if the plan's sponsor will not apply for the IRS's determination?

    By Fiduciary Guidance Counsel, December 8, 2016   

    • remedial amendment period
    • 0 replies
    • 344 views
    • 
    • Fiduciary Guidance Counsel
    • December 8, 2016

11. Amend Plan to fully vest former owner of split company?

    By pensionreview, October 31, 2016
    • 4 replies
    • 588 views
    • 
    • Mike Preston
    • November 16, 2016

12. Submit PPA 5307 g

    By pgold, November 15, 2016
    • 0 replies
    • 226 views
    • 
    • pgold
    • November 15, 2016

13. Determination Letter for Volume Submitter Plan

    By Doghouse, October 25, 2016   

    • volume submitter
    • determination letter
    • (and 1 more)

      Tagged with:

      • volume submitter
      • determination letter
      • amendment
    • 0 replies
    • 373 views
    • 
    • Doghouse
    • October 25, 2016

14. Amend plan to change trustee retroactively?

    By Lori H, October 13, 2016
    • 2 replies
    • 448 views
    • 
    • Lou S.
    • October 13, 2016

15. Does a Form 5300 review ever ask about operational compliance?

    By Fiduciary Guidance Counsel, July 12, 2016   

    • qualification; Form 5300
    • 6 replies
    • 821 views
    • 
    • Fiduciary Guidance Counsel
    • July 13, 2016

16. Should an individually-designed plan omit getting a determination in this last cycle?

    By Fiduciary Guidance Counsel, June 14, 2016   

    • determination letter
    • 13 replies
    • 699 views
    • 
    • Fiduciary Guidance Counsel
    • June 15, 2016

17. Document sponsor can correct users’ failures to adopt the document

    By Fiduciary Guidance Counsel, April 5, 2016   

    • preapproved plan; prototype
    • 1 reply
    • 651 views
    • 
    • ETA Consulting LLC
    • April 5, 2016

18. Eligibility change mid year to safe harbor plan.

    By Rai401k, April 5, 2016
    • 2 replies
    • 665 views
    • 
    • Rai401k
    • April 5, 2016

19. What was Cycle E plan's deadline to adopt pre-approved plan - 1/31/2016 or 4/30/2016?

    By SavingsRUS, April 4, 2016
    • 0 replies
    • 452 views
    • 
    • SavingsRUS
    • April 4, 2016

20. How long does the IRS take for a determination on a Form 5307 application?

    By Fiduciary Guidance Counsel, April 4, 2016   

    • determination; Form 5307
    • 3 replies
    • 501 views
    • 
    • Fiduciary Guidance Counsel
    • April 4, 2016

21. Under the new regime, when must a sponsor of an individually-designed plan do plan amendments?

    By Fiduciary Guidance Counsel, March 18, 2016   

    • remedial-amendment period
    • 3 replies
    • 500 views
    • 
    • Fiduciary Guidance Counsel
    • March 21, 2016

22. Trustees signing PPA Restatement

    By Tinman, March 17, 2016
    • 5 replies
    • 527 views
    • 
    • Tinman
    • March 18, 2016

23. PPA Restatement and Nonamender Timing

    By WDIK, March 18, 2016
    • 1 reply
    • 516 views
    • 
    • Lou S.
    • March 18, 2016

24. Does VS plan that lost VS status have to restate by 4/30/2016? 4/30/2017?

    By SavingsRUS, March 11, 2016   

    • Volume Submitter
    • PPA Restatement
    • (and 1 more)

      Tagged with:

      • Volume Submitter
      • PPA Restatement
      • Notice 2016-3
    • 1 reply
    • 445 views
    • 
    • Kevin C
    • March 14, 2016

25. Heart Amendment; requirement to separately amend for differential wage payments?

    By Bumppo23, February 27, 2016   

    • differential wage payments
    • HEART
    • (and 2 more)

      Tagged with:

      • differential wage payments
      • HEART
      • HEART 105
      • military
    • 0 replies
    • 480 views
    • 
    • Bumppo23
    • February 27, 2016