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LLC - 401k contributions


Guest chris4013
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Guest chris4013

A partner of an LLC receives a W-2. His tax attorney just told him that he can not defer into the plan until the LLC is profitable. I have never heard this before.

Anybody know if this is true?

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Is he taxed as Corproation or a Partnernship? There is some controversy on these boards regarding whether or not an LLC taxed as a partnership can give the owner W-2 wages.

My opinion is that if your a partner or self employed, you don't get a W-2, your income is the income of the business. So if the partnership has losses, you have no income from which to defer. I think the majority agrees with this, but we shall see!

But if your being taxed as a corporation, none of that matters. W-2 wages are wages from which you can contribute 401(k).

Now if your taxed as a partnerhsip, but receiving a W-2, you're in unchartered waters - at least the IRS has not chartered them to the best of my knowledge...

Austin Powers, CPA, QPA, ERPA

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Guest chris4013

If he recevies a W-2 though, than that indicates he is taxed as a corp doesn't it?

Are you saying in your reply that if he does get a W-2, and assuming he is taxed as a corp, that he could defer with a loss in the partnership?

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Getting a W-2 does not mean that it was taxed as a Corporation because it could have been done in error and the tax attorney might have seen some indication of that on which to base the comment.

George D. Burns

Cost Reduction Strategies

Burns and Associates, Inc

www.costreductionstrategies.com(under construction)

www.employeebenefitsstrategies.com(under construction)

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Yes, if taxed as a corp., then treat it like a corp for all purposes. So if the owner gets a W-2 from the corp., he can defer from those wages. Even if the CORP lost money (i.e., because the corp is a distinct entity, where as a partner in a partnership is not).

Austin Powers, CPA, QPA, ERPA

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  • 2 months later...
Guest chris4013

New Wrinkle:

Taxed as a partnership. He received a W-2 through payroll instead of a K-1 like her was suppose to.

How do you correct? I suppose you would treat the deferrals as ineligible and refund per the correction method for an ineligible employee.

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First, determine if the deferrals really were ineligible. The real issue is determining compensation. It's not proper to pay a partner through the payroll system and give him a W-2 but I'm sure the accountant will tell you that it's common practice and the IRS doesn't care. So, I think you need to net out the W-2 and the partnership loss (the implication is that there is a loss). If there's a net negative compensation (or small positive comp that is less than the deferrals), then in fact the deferrals exceed the 415 limit and you process a refund under that basis.

Ed Snyder

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If the LLC filed to be taxed as a partnership, Wouldn't this person be an ilegible participant?

If so, then deferral is the main issue.

Correcting the compensation has its own problems since all past year deposits and reporting have already been done, and quite likley tax returns filed. You should need to file 941Cs, W-2Cs, 1040X etc.

George D. Burns

Cost Reduction Strategies

Burns and Associates, Inc

www.costreductionstrategies.com(under construction)

www.employeebenefitsstrategies.com(under construction)

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How do he defer if he has no wages or W-2 compensation?

George D. Burns

Cost Reduction Strategies

Burns and Associates, Inc

www.costreductionstrategies.com(under construction)

www.employeebenefitsstrategies.com(under construction)

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Guest chris4013

Note:

The CPA is amending, re-doing everything so it turns out that he does not have a W-2. he has a K-1 that shows he has a loss for comp.

So would you treat this as a 415 violation because he has no comp, or a deferral from an inelligible participant? The CPA feels that it would be a SPC correction becuase he is ineligible, but I am thinking it's a 415.

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Guest rubindj

A partner can only deferr compensation if he is paid money from the partnership. If the K-1 shows a loss (after the corrections), then his salary is 0 as far as teh IRS is concerned, therefor he wouldn't be able to contribute.

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Bird

It seems that you are saying that all that a partner in an LLC has to do to make a participant deferral to the LLC's 401(k) is just to draw a check and have it deposited to his 401(k) participant account. Is that what you are saying?

George D. Burns

Cost Reduction Strategies

Burns and Associates, Inc

www.costreductionstrategies.com(under construction)

www.employeebenefitsstrategies.com(under construction)

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Mbozek, I don't know if you're responding to my last past and thinking that I said

THIS partner can defer - he can't, as you note, due to 415 limitations. In other words, as I said before (in my very first post), he is an eligible participant but he is limited to $0. My postings since then have simply been asking why anyone thinks this guy is ineligible. (Except for the last one, which is addressed below.)

GBurns - consider my last post withdrawn and replaced with this:

"I will respond to your latest question when you reply as to why you think this partner is ineligible."

Ed Snyder

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As per the OP, the item is a deferral. How can you have a deferral if there is no W-2 income from which to make the deferral? If the person, partner or otherwise has no income from which to make a deferral, How can a deferral be made? If a deferral cannot be made, How can the person be a participant making deferrals? If the person has no W-2 income and is not an employee, How can they participate in the Plan?

I might seem that I went in circles, covering the same issue, but it seems that you have some way of looking at this that I and others are not seeing. See mbozek's last post.

George D. Burns

Cost Reduction Strategies

Burns and Associates, Inc

www.costreductionstrategies.com(under construction)

www.employeebenefitsstrategies.com(under construction)

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OK, I'll try again.

First, a partner is not precluded from contributing to a plan just because he does not have "W-2" income. If he has compensation, i.e. partnership profits, he can contribute. I hope there's no disagreement on that.

If a partner has satisfied the eligibility requirements, he is an eligible participant, whether he has compensation or not. However, his maximum contribution is $0. There is a big difference between allowing an ineligible participant to contribute and allowing an eligible participant to contribute too much.

Ed Snyder

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The issue is deferral by a partner in an LLC who has no W-2 income. See the OP and Chris's subsequent post etc.

The issue is not about contribution it is about deferral.

George D. Burns

Cost Reduction Strategies

Burns and Associates, Inc

www.costreductionstrategies.com(under construction)

www.employeebenefitsstrategies.com(under construction)

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No clue as to what point you are making. I think I have responded to Chris' posts directly.

A partner can make deferral contributions as long as he has earned income, even if he does not get a W-2 (which he shouldn't get anyway). If you think otherwise, please explain why. THIS partner has no earned income and therefore can't make a deferral contribution because his limit is $0.

Excuse me while I poke myself in the eye with a sharp stick and save the trouble of future discussion on this topic.

Ed Snyder

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