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In-house Compliance Officer


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Guest compliance

I am a regulatory compliance officer for a state retirement system, a defined benefit plan. Presently, my primary focus is to ensure compliance with the Internal Revenue Code and state statutes which contain the provisions of the plan.

Is anyone aware of any associations or groups of individuals who are employed in a similar function?

Any newsletters or continuing education opportunities geared to governmental plans?

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The American Law Institute - American Bar Association has an annual conference for public plans in Washington DC. The International Foundation of Employee Benefit Plans has an annual educational conference specifically for public plan plans and within their main annual conference they have a lot of public plan sessions. This year it will be held in Las Vegas in October. The IFEBP also publishes a quarterly newsletter for public plans as does the Government Finance Officers Association.

Bill

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