Guest Smokin Posted August 10, 2011 Share Posted August 10, 2011 My client recently terminated a record keeper. We are concerned that the record keeper will use the confidential financial information it obtained from us to market investment products. Is anyone aware of ERISA litigation on this point or effect of Florida constitutional right of privacy as a means of limiting the use of this information Link to comment Share on other sites More sharing options...
K2retire Posted August 10, 2011 Share Posted August 10, 2011 Does the record keeping agreement have any provisions relating to confidentiality? Link to comment Share on other sites More sharing options...
Guest Smokin Posted August 10, 2011 Share Posted August 10, 2011 Does the record keeping agreement have any provisions relating to confidentiality? It does and specifically states covered by confidentiality provisions of Gramm-Leach-Bliley Act. On termination they agree to give copy Link to comment Share on other sites More sharing options...
Recommended Posts
Create an account or sign in to comment
You need to be a member in order to leave a comment
Create an account
Sign up for a new account in our community. It's easy!
Register a new accountSign in
Already have an account? Sign in here.
Sign In Now