Guest elmo27 Posted December 21, 2012 Share Posted December 21, 2012 If a company exceeds the share limit under its LTIP, what, if any, corrective action is it required to take? Is there any liability it faces from the SEC or the one of the exchanges? Link to comment Share on other sites More sharing options...
Chaz Posted December 26, 2012 Share Posted December 26, 2012 Is this a Nasdaq- or NYSE-listed company? Link to comment Share on other sites More sharing options...
Guest elmo27 Posted December 26, 2012 Share Posted December 26, 2012 NASDAQ - and at least implicates Rule 5635©, if not others. Link to comment Share on other sites More sharing options...
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