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One Plan Rule


Guest CWM
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We have a new client that adopted a 401k plan for 1/1/14. Due to the time it took for everything to get set up with the 401k investment provider, contributions didn't start until around 2/1/14.

Problem is that we just discovered for the month of January they continued to make contributions to their old SIMPLE IRA.

Can the client just do a corrective distribution from the SIMPLE IRA or pay an excise tax on a non-deductible contribution or do they have to go through VCP to get the matter resolved? It's not a lot of money.

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