Jump to content

Merging plan but noted as Terminating on plan audit


Lori H
 Share

Recommended Posts

a large plan is being merged. The auditors opinion states the plan is terminating in a few notes on the audit. It also does mention the plan is terminating due to merger. Would referencing a termination be technically ok from an IRS/DOL standpoint? Also on the Schedule H question 5A ask has a resolution to terminate the plan been adopted... Would the plan sponsor answer this as "no" and then complete 5B with the information that the plan is being merged with?

Thanks

Link to comment
Share on other sites

I think the language in the audit is semantic. It is not definitive and as long as it references the merger somewhere I personally wouldn't have a problem with it.

I would answer NO on 5A as the Plan has not formally terminated but rather merged with another plan.

On 5B yes complete the information for the Plan merging to.

Link to comment
Share on other sites

Create an account or sign in to comment

You need to be a member in order to leave a comment

Create an account

Sign up for a new account in our community. It's easy!

Register a new account

Sign in

Already have an account? Sign in here.

Sign In Now
 Share

×
×
  • Create New...