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JRG

Financial Audit of Public School 403(b) Plan

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Are 403(b) plans sponsored by a public school required to perform a financial audit? 

I think the answer is no (not subject to ERISA) but wanted to confirm that I wasn't missing something.

 

 

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You are correct that ERISA doesn't apply.  Whether an audit is required for reasons other than ERISA is a different question.

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ERISA wouldn't require one.  But you'd need to look at applicable state law, since ERISA preemption also doesn't apply.

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