BenefitsLink logo
EmployeeBenefitsJobs logo
Free Daily News and Jobs

“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
Featured Jobs

Retirement Plan Sales Territory Manager (Irving TX / Telecommute)

Account Manager/Client Service - 401k Plans (Peoria IL / Telecommute)

COBRA/FSA Administrator (Pleasant Hill CA)
Senior Retirement Plan Administrator (Philadelphia PA)
Senior Plan Document / Compliance Specialist (Philadelphia PA)
Plan Consultant (IL / NH)

Manager - North America Benefits (Allentown PA)
Search all jobs
 
Get the BenefitsLink app LinkedIn
Twitter
Facebook
Jump to content
BenefitsLink Message Boards
Sign in to follow this  
Spencer

Audit Report Attached to 5500

Recommended Posts

We attach the entire audit report when filing large 5500s.  We have a client who's TPA only attached the accountant's opinion (the letter) to the filing.  So I'm wondering what others do. 

p.s.  we attach the Schedule of Assets Held and Reportable Transaction also even if they were included in the audit report. 

 

Share this post


Link to post
Share on other sites

Full auditor's report.  This might be the first time I have even heard of someone just putting the letter out there. 

We tend to repeat the attachments.  It might be we take the report's version of the attachment and just use those if they are real long to save time but we repeat them.

  • Like 2

Share this post


Link to post
Share on other sites

Definitely full report. Surprised the DOL hasn't rejected a filing with just the opinion letter.

Also attach schedule of investments and reportable transactions. They're a separate requirement.

  • Like 1

Share this post


Link to post
Share on other sites

Create an account or sign in to comment

You need to be a member in order to leave a comment

Create an account

Sign up for a new account in our community. It's easy!

Register a new account

Sign in

Already have an account? Sign in here.

Sign In Now
Sign in to follow this  

×
  • Create New...