J2D2 Posted March 5, 2003 Posted March 5, 2003 Non-contributory (I think) defined benefit plan holds employer stock (assume the 10% holding rule is not an issue) and now wants to sell that stock. Employer is listed (not sure which exchange). Is the plan subject to any SEC filing requirements for the sale of the employer stock? Thanks.
Kirk Maldonado Posted March 5, 2003 Posted March 5, 2003 Yes. You need to get securities counsel involved, hopefully one that also understands something about tax-qualified retirement plans. Kirk Maldonado
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