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Posted

I have a client, a 100% S-Corporation owner. In 2002 he and his wife, an employee of the S-Corp, set up a 401(k)/Profit Sharing plan, and both made elective deferrals as well as receiving a profit sharing contribution. No Form 5500-EZ was filed, as assets were less than $100,000.

In 2003, husband and wife divorce, and as of 12/31/03, both of their account balances remain in the plan, and the amount of assets is still less than $100,000. Question: Is a Form 5500 (not 5500-EZ) required for 2003? I think it is, as the instructions to Form 5500-EZ do not address this issue.

Thanks for any replies.

Posted

I agree that a 5500 is required. While the instructions don't specifically address this situation, they do clearly state that a corporation can cover only the owner and his/her spouse; no longer a spouse, no longer can file an EZ.

"What's in the big salad?"

"Big lettuce, big carrots, tomatoes like volleyballs."

Posted

No, that wouldn't matter. Then you would have 2 non-spouse owners of a corporation, which too doesn't meet the criteria to file an EZ.

"What's in the big salad?"

"Big lettuce, big carrots, tomatoes like volleyballs."

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