jpod Posted February 10, 2009 Posted February 10, 2009 Must a Form 4 be filed in connection with the award of non-vested restricted stock units (i.e., no actual issuance of shares unless and until vesting criteria are satisfied)?
J Simmons Posted February 10, 2009 Posted February 10, 2009 Since it could be that the grant of the non-vested stock nonetheless is a beneficial interest, I would say file the Form 4, both now and when the vesting occurs, since that is when there might be a pecuniary change. John Simmons johnsimmonslaw@gmail.com Note to Readers: For you, I'm a stranger posting on a bulletin board. Posts here should not be given the same weight as personalized advice from a professional who knows or can learn all the facts of your situation.
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