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Guest JM123
Posted

The DOL website states that late top hat submissions can be made by mail using the most current Form 5500 (with only limited informatio nrequired). I assume it is okay to use the printed form (which is marked "SAMPLE") for this specific purpose. Does anyone know if that's incorrect?

Posted

Not sure what you're getting at, but isn't the submission for a Top Hat merely to let the DOL know that one exists? With that understanding, is the question that the DOL was not notified of this in a timely fashion?

What are we trying to do?

CPC, QPA, QKA, TGPC, ERPA

Guest JM123
Posted
Not sure what you're getting at, but isn't the submission for a Top Hat merely to let the DOL know that one exists? With that understanding, is the question that the DOL was not notified of this in a timely fashion?

What are we trying to do?

Thanks for the response. I should specified that the submission would be under the DFVCP.

The other option appears to be to simply file electronically, which does not appear to require any Form 5500 submission for delinquent top hat registrations. I think we would just pay the $750 fee, file a registration statement, and be done with it.

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