Guest padmin Posted August 11, 2011 Posted August 11, 2011 401k Plan is under audit for late contributions ( we think). DOL has requested 2007 information as part of the examination. The 2007 form 5500 was filed 08/01/2008 and the audit is not scheduled until late Sept. Does 3 year SOL apply here or can the DOL request whatever they want?. Any input appreciated
ETA Consulting LLC Posted August 11, 2011 Posted August 11, 2011 The DOL can request whatever they want. CPC, QPA, QKA, TGPC, ERPA
chc93 Posted August 11, 2011 Posted August 11, 2011 We had 1 large plan (500+ participants) audited in 2010, and they went back to 2005 for the audit. We currently have 1 large plan (200+ participants) being audited, and they are going back to 2007.
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