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Exceeding Share Limit - Restricted Stock Awards

Guest elmo27

By Guest elmo27
in Securities Law Aspects of Employee Benefit Plans

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Guest elmo27

Guest elmo27

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If a company exceeds the share limit under its LTIP, what, if any, corrective action is it required to take? Is there any liability it faces from the SEC or the one of the exchanges?

Guest elmo27

Guest elmo27

Posted
Posted

NASDAQ - and at least implicates Rule 5635©, if not others.

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