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Posted

We have an auditor asking information for information on the VALIC Fixed Interest account that is being offered through a bank custodian. Anyone know where I can get the financial statements for this fund? It does not have a ticker, but it does have a CUSIP?

http://rps.troweprice.com/mc/sites/florida/pdf/VFIXF.pdf

He wants to know if the contract is benefits responsive and whether it is Level 1, 2 or 3 for those crazy new disclosures.

Anyone have a document or can point us in the right direction?

Austin Powers, CPA, QPA, ERPA

Posted

I don't know about VALIC specifically but we typically refer the auditor directly to the insurance company when they ask this question on any type of GIC. The insurance company typically has a prepared stock document that they can give the auditor which answers these questions and seems to make the auditors happy.

Posted

Well, someone advised the Plan to invest in this contract. You might want to go back to this someone.

The material provided and the opinions expressed in this post are for general informational purposes only and should not be used or relied upon as the basis for any action or inaction. You should obtain appropriate tax, legal, or other professional advice.

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