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403(b) plans


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Non-ERISA 403(b) Plan Sponsor Cited for Late Deposit of Deferrals
[Guidance Overview] SEC Proposed 'Modernization' of Fund Report Delivery Rules Impacts Both 403(b) and 401(a) Plans
ERISA Fiduciaries Can Learn Lessons from NYU's Victory in 403(b) Fees Case
[Guidance Overview] Text of IRS Publication 4546: 403(b) Plan Checklist (PDF)
NYU Prevails in Lawsuit Over Employee Retirement Plans
Lessons for Defined Contribution Plan Fiduciaries from Current Litigation
USC Can't Force Arbitration of Retirement Fee Lawsuit
Brown University Only Partially Successful in 403(b) Lawsuit
Proposal Would Create Private-Sector Version of Thrift Savings Plan
Brown University Wins Dismissal of Many Claims in 403(b) Plans Challenge
Brown University Retirement Plan Lawsuit Advances
How Do College Employees Choose Between Defined Benefit and Defined Contribution Plans?
Lawsuit Alleges Fraud by Matrix Trust in Connection with Theft by TPA
Matrix Trust Company Accused of Making Unauthorized Transfers of 403(b) Plan Assets
[Official Guidance] Text of IRS Form 14568-B: Model VCP Compliance Statement -- Schedule 2: Other Nonamender Failures and Failure to Adopt a 403(b) Plan Timely (PDF)
[Official Guidance] Text of IRS Form 14568-E: Model VCP Compliance Statement -- Schedule 5: Plan Loan Failures (PDF)
GWU Tells Court 403(b)s Cannot Be Compared to 401(k)s
The Differences Between 403(b) and 401(k) Pricing
Non-ERISA 403(b) Plans May Be Subject to Proposed SEC Regulation Best Interest
Top 10 Issues Found in 403(b) Plans
Northwestern University Defeats 403(b) Lawsuit
Suit Against Vanderbilt University Amended to Include Use of Participant Data for Marketing
Unapproved 403(b) Plan Documents: Plan Sponsors Can Take Remedial Steps Now
Northwestern University Beats 403(b) Excessive Fees Case
Administrative Fee-Leveling to Impact Penn State Retirement Program Participants
Excessive Fee Suit Targets TIAA Arrangement
Closed MEPs Offer Efficiencies and Benefits to Not-For-Profit 403(b) Plans
Litigation, Scale Push Private Colleges to Adopt Multiple Employer Plans
403(b) University Cases Move Forward
403(b)s Are Not 401(k)s: Higher Education Organizations Come to the Defense of 403(b) Plans
Improve 401(k)/403(b) Participant Education Efforts
[Guidance Overview] Ignore Those Form 5500 Instructions: 403(b) Plans Do Not Use Form 5330 for Late Deposits
Text of New Jersey Proposed Legislation to Require Teacher Retirement Plan Fee Disclosure
Buying Power for Higher Education Institutions: When You Have It and When You Don't
[Official Guidance] List of IRS-Approved Nonbank Trustees as of April 1, 2018 (PDF)
14 Virginia Independent Colleges Form 403(b) Multiple Employer Plan
Tax Cut and Jobs Act Loosens Certain Restrictions on Hardship Distributions from 401(k) and 403(b) Plans (PDF)
[Guidance Overview] The IRS's Gradual Shift on Applying 415 Limits to 403(b) Plans
The IRS Has a 403(b) MEP Problem
Litigation Against 403(b) Plan Fiduciaries (PDF)
[Official Guidance] Text of IRS EP Examination Memo TE/GE-04-0218-0011: Missing Participants and Beneficiaries and Required Minimum Distributions -- 403(b) Plans (PDF)
[Guidance Overview] IRS Expands Missing Participant Guidance for 403(b) Plans (PDF)
[Guidance Overview] IRS Extends RMD Audit Guidelines for Missing Participants to 403(b) Programs
Georgetown Sued for Allegedly Violating Fiduciary Duties in Its 403(b) Plans
Funds, Fees, and Annuities: A Guide to 403(b) Investment Options (PDF)
[Guidance Overview] Bipartisan Budget Act of 2018 Brings Changes for Retirement Plans
403(b) Vendor Selection Tips
[Guidance Overview] Disability Claims and Appeals: How the New Regs Affect Retirement Plans
403(b) Plan Compliance Calendar, 2018
IRS Publication 571: Tax-Sheltered Annuity Plans (403(b) Plans) for Employees of Public Schools and Certain Tax-Exempt Organizations (PDF)
[Guidance Overview] Text of IRS Publication 4530: Designated Roth Accounts Under 401(k), 403(b) or Governmental 457(b) Plans (PDF)
Mitigating Factors in Calculating a 403(b) Plan's Maximum Payment Amount Under CAP
Fee Structure and Evaluation in 403(b) Plans
Your 403(b) Fiduciary Responsibilities and 403(b) Plan Litigation (PDF)
403(b) Sponsors Need More Information on Plan Design, Including How Plan Expenses Are Paid
Can 403(b) Plan Compensation Definition Include Housing Allowance?
[Guidance Overview] Spousal Consent/J&S Issues Under 403(b) Plans May Trigger Document Conflicts
Courts Weigh in on Challenges to University Retirement Plans
Tax Reform: Comparison of House and Senate Tax Cuts and Jobs Act Versions (PDF)
401(k) and 403(b) Education: How to Set Up Employees for Success
 
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