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Unpacking DOL PTE 2020-02

Oyster Consulting

May 5, 2023
Recorded Online
Podcast

In Part 1 of 2 Oyster Stew podcast episodes, DOL PTE 2020-02 experts Fred Reish, David Porteous and Joan Neri from the law firm of Faegre Drinker Biddle & Reath will be discussing with Oyster’s Ed Wegener the current state of the industry’s implementation of DOL PTE 2020-02, how different firms are approaching the requirements, self-correction, and what they see as the DOL’s approach. 

In February, a US District Court judge challenged the DOL’s FAQs around the fiduciary investment advice definition to rollover recommendations. In part 2 of 2 our experts discuss this case and other legal challenges, and the impacts these will have, if any. 

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