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The New Fiduciary Proposal...It's Out and We're Talking About It


Apr. 30, 2015
Recorded Online

A one-hour overview of DOL’s new fiduciary proposal and how it impacts RIAs and broker-dealers.

Topics Include:

  • The expanded definition of a fiduciary adviser
  • The new Best Interest standard of care for advice to IRAs
  • What the proposal means for capturing rollovers
  • The likely impact of the rule on RIAs and on broker dealers


  • Blaine Aikin, CEO of fi360
  • Fred Reish, ERISA attorney at Drinker Biddle & Reath LLP
  • Bob Holcomb, Executive Director, Legislative and Industry Affairs at Empower Retirement
  • Bill Harmon, Sr. Vice President, Core Markets at Empower Retirement

Continue by clicking on the following link:

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