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Fundamentals Series 15: Participant Disclosure

FIS Relius Education

July 11, 2016
Recorded Online
Webcast
[Recorded online and available for purchase.]

Do you need to train someone new? Do you need to brush up on the basics, or to fill in gaps in your knowledge? Our Fundamentals Series may be just what you need. 16 convenient 1-hour web seminars provide the information a pension practitioner needs to function effective in the modern 401(k) world. Pick and choose the topics you need, or participate in the entire series: the choice is yours

Fundamentals Series 15: Participant Disclosure

The array of paperwork (or its electronic equivalent) that a plan needs to provide to participants can be staggering. But all of it is necessary as often there are hefty penalties to pay if they aren’t delivered.

This program introduces you to the required disclosures, including when to give them, to whom to give them, what they contains, and the penalties for failure.

Notices include:

  • Summary of material modifications
  • Summary annual report
  • Benefit statement
  • Investment disclosures
  • Blackout notice
  • Notice of benefit reduction
  • Automatic enrollment notice
  • QDIA notice
  • Safe harbor/EACA/QACA Notice
  • Distribution paperwork

More Information, How to Register

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