Please join us for the 22nd Inside the Beltway presentation, scheduled for October 12, 2017.
This is the next session in our ongoing series of free audiocasts discussing developments in Washington that directly impact our industry.
During this session of Inside the Beltway, Fred Reish, Brad Campbell, Sandy Grannum and Jim Lundy will discuss:
- The likelihood of a final rule extending the applicability date of the most important fiduciary exemptions to July 1, 2019.
- What’s next with the DOL and SEC for revising the fiduciary rule and the exemptions?
- The current focus of SEC examinations under the ReTIRE Initiative.
- The likely fiduciary claims against broker-dealers in FINRA arbitrations.
Continue by clicking on the following link: