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PPA Defined Benefit and Cash Balance Documents


May 17, 2018
Recorded Online

The IRS recently approved the ASC pre-approved defined benefit plans for cycle 2 (PPA) restatements. As a document provider, you need to know the requirements of the pre-approved defined benefit plan program and be comfortable with the plans you provide to your clients. 

In this 2-hour free webcast, John Griffin, J.D., LL.M., will guide you through important aspects of the IRS pre-approved defined benefit plan program, discuss the new defined benefit plan restatement process and timing requirements and review the newly-approved ASC pre-approved defined benefit plans.

The following topics will be covered during the webcast:

  • General requirements under the IRS pre-approved defined benefit plan program
  • Plan restatement timing requirements
  • Scope of reliance provided by an IRS Advisory Letter
  • Impermissible pre-approved defined benefit plan designs
  • Responsibilities of a pre-approved defined benefit plan sponsor
  • Overview of the ASC pre-approved defined benefit plan documents, including:
    • Volume Submitter Defined Benefit Plan (integrated & non-integrated)
    • Volume Submitter Cash Balance Plan
    • Volume Governmental Defined Benefit Plan (includes Cash Balance provisions)

Presenter Info:

Industry expert and ERISA attorney, John Griffin, J.D., LL.M., has over 35 years' experience in the employee benefits field, including training and consulting with top firms in the industry.


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