Coronavirus (COVID-19) News and Resources
Coronavirus (COVID-19) Webcasts
Subscribe to Free Daily Newsletters
Post a Job

Featured Jobs

Retirement Plan Administrator

Steidle Pension Solutions, LLC
(Lebanon NJ)

Steidle Pension Solutions, LLC logo

Retirement Plan Consultant

DWC - The 401(k) Experts
(Telecommute)

DWC - The 401(k) Experts logo

Senior Plan Consultant

Jocelyn Pension Consulting
(Telecommute / San Rafael CA / Boulder CO)

Jocelyn Pension Consulting logo

Director of Regulatory Affairs

Health Plans Inc
(Westborough MA)

Health Plans Inc logo

Retirement Plan Administrator

SPS
(Telecommute)

SPS logo

Free Daily News and Jobs

“BenefitsLink continues to be the most valuable resource we have at the firm.”

-- An attorney subscriber

Get the BenefitsLink app LinkedIn
Twitter
Facebook
Webcasts  >  Upcoming, by Date   |   Recorded
Conferences  >  Upcoming, by Date   |   Upcoming, by State
Combined  >  Upcoming, by Date   |   Recorded or Upcoming, by Sponsor

View More fi360 Webcasts and Conferences

Regulators, the Courts and the Fiduciary Standard: What's Happened, What's Happening, What's Next

fi360

Nov. 29, 2017
Recorded Online
Webcast

Duane Thompson, Senior Policy Analyst, Fi360 and Blaine Aikin, Executive Chairman, Fi360

Over the last several years, dozens of lawsuits have been filed over retirement plans. They include ERISA’s exemption for church plans, and claims of excessive fees and imprudent investment options in-house 401(k) plans of financial services companies, prominent universities, and even small plans.  Are individual advisors next? 

Fi360 takes a closer look at recent developments at the SEC, FINRA and state regulators, and then identifies common fiduciary breach claims being weighed by the courts in tackling that question.  This session concludes with practical tips for advisors and wealth managers in avoiding problems in working with plans and individual client accounts.

More Information, How to Register

© 2020 BenefitsLink.com, Inc.