The webcast will start with an overview of ASPPA’s Code of Professional Conduct and how it aligns with key Circular 230 provisions. The majority of the program will be a review of case studies applying the provisions, including the application to service providers operating in a 3(16) fiduciary capacity.
- Apply ASPPA’s Code of Professional Conduct to your work
- Recognize when Circular 230 may apply
- Consider ethics best practices when operating as a 3(16) fiduciary
Speaker: Kizzy M. Gaul, Esq., CPC, QPA, QKA, TGPC, Manager of Regulatory Supervision, Prudential Retirement, currently the chair of the ASPPA Government Affairs subcommittee for Reporting and Disclosure and a member of ASPPA’s Leadership Council
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