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View More ASPPA [American Society of Pension Professionals & Actuaries] Webcasts and Conferences

Ethics Case Studies on Circular 230 Provisions

ASPPA [American Society of Pension Professionals & Actuaries]

Sept. 12, 2018
Recorded Online
Webcast

The webcast will start with an overview of ASPPA’s Code of Professional Conduct and how it aligns with key Circular 230 provisions. The majority of the program will be a review of case studies applying the provisions, including the application to service providers operating in a 3(16) fiduciary capacity.

Key Takeaways:

  • Apply ASPPA’s Code of Professional Conduct to your work
  • Recognize when Circular 230 may apply
  • Consider ethics best practices when operating as a 3(16) fiduciary

Speaker: Kizzy M. Gaul, Esq., CPC, QPA, QKA, TGPC, Manager of Regulatory Supervision, Prudential Retirement, currently the chair of the ASPPA Government Affairs subcommittee for Reporting and Disclosure and a member of ASPPA’s Leadership Council

Continue by clicking on the following link:
https://www.asppa.org/educate/webcast/asppa-webcast-ethics-case-studies-circular-230-provisions

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