Coronavirus (COVID-19) News and Resources
Coronavirus (COVID-19) Webcasts
Subscribe to Free Daily Newsletters
Post a Job

Featured Jobs

Retirement Plan Administrator

Steidle Pension Solutions, LLC
(Lebanon NJ)

Steidle Pension Solutions, LLC logo

Retirement Plan Consultant

DWC - The 401(k) Experts

DWC - The 401(k) Experts logo

Senior Plan Consultant

Jocelyn Pension Consulting
(Telecommute / San Rafael CA / Boulder CO)

Jocelyn Pension Consulting logo

Director of Regulatory Affairs

Health Plans Inc
(Westborough MA)

Health Plans Inc logo

Retirement Plan Administrator


SPS logo

Free Daily News and Jobs

“BenefitsLink continues to be the most valuable resource we have at the firm.”

-- An attorney subscriber

Get the BenefitsLink app LinkedIn
Webcasts  >  Upcoming, by Date   |   Recorded
Conferences  >  Upcoming, by Date   |   Upcoming, by State
Combined  >  Upcoming, by Date   |   Recorded or Upcoming, by Sponsor

View More fi360 Webcasts and Conferences

Is the Fiduciary Standard Being Dismembered or Strengthened?


May 17, 2018
Recorded Online

Join Fi360’s Blaine Aikin and Duane Thompson as they review the latest developments in the battle over the fiduciary standard for investment advice.  They will examine the latest efforts by the Department of Labor and SEC as these agencies continue to review potential changes to the fiduciary standard under securities laws and ERISA.  

Recent court decisions by the Fifth and Tenth Circuits,  examination and enforcement activities by the SEC, and a growing interest by the states in protecting their constituents from conflicted investment advice are also examined.  Will efforts at harmonizing rules across regulatory silos, including pending state insurance requirements for annuity transactions, really work?  Will industry players already prepared for compliance with the DOL rule continue with best practices even if the fiduciary rule is overturned?  Is ESG investing playing an increasingly important and accepted role as part of an advisor’s prudent practices?  

Aikin and Thompson will tackle these questions and many others in what is shaping up to be a watershed year for the fiduciary standard.

More Information, How to Register

© 2020, Inc.