Subscribe to Free Daily Newsletters
Post a Job

Featured Jobs

Experienced 401k Plan Administrator/Consultant

Farmer & Betts, Inc.
(Tacoma WA / Tualatin OR / Littleton CO)
Executive Director

Employers Council on Flexible Compensation (ECFC)
(Washington DC / Telecommute)
MEP Assistant Team Leader

Nova 401(k) Associates
(Houston TX / Dallas TX / Austin TX / Scottsdale AZ / Telecommute)
Employee Benefits (ERISA) Associate Attorney

Stinson LLP
(Kansas City MO / Minneapolis MN)
Senior Retirement Plan Administrator

RetireWell Administrators, Inc.
(Marlton NJ / Telecommute)
401(k) Plan Administrator
Southern Pension Services
(Tampa FL)

Free Daily News and Jobs

“BenefitsLink continues to be the most valuable resource we have at the firm.”

-- An attorney subscriber

Get the BenefitsLink app LinkedIn
Webcasts  >  Upcoming, by Date   |   Recorded
Conferences  >  Upcoming, by Date   |   Upcoming, by State
Combined  >  Upcoming, by Date   |   Recorded or Upcoming, by Sponsor

View More Morgan Lewis Webcasts and Conferences

SEC Proposed Standards of Conduct for Retail Advice

Morgan Lewis

May 9, 2018
Recorded Online

Join us for a critical look at the recently proposed Securities and Exchange Commission rules and interpretive guidance governing advice to retail investors.

Topics Include:

  • The potential impact of the proposals on different broker-dealer and investment adviser business models
  • Interpretive questions and areas of focus during the comment period
  • Our thoughts about how this rulemaking may proceed in the current political environment


  • Chris Cox, President, Morgan Lewis Consulting, Partner, Morgan, Lewis & Bockius LLP
  • Jennifer L. Klass, Partner
  • Steven W. Stone, Partner
  • Brian J. Baltz, Associate

Continue by clicking on the following link:

© 2019, Inc.