Subscribe Now!
Free Daily News, Jobs, Webcasts, Discussions
Display and Distribute
Your Job Openings
COVID-19 News
COVID-19 Webcasts

Featured Jobs

Plan Administrator

Forrestall CPAs, LLC
(Buford GA)

Forrestall CPAs, LLC logo

Free Daily News and Jobs

“BenefitsLink continues to be the most valuable resource we have at the firm.”

-- An attorney subscriber

Get the BenefitsLink app LinkedIn
Webcasts  >  Upcoming, by Date   |   Recorded
Conferences  >  Upcoming, by Date   |   Upcoming, by State
Combined  >  Upcoming, by Date   |   Recorded or Upcoming, by Sponsor

View More Morgan Lewis Webcasts and Conferences

SEC Standards of Conduct: Navigating New Requirements for Retail Advice Disclosures

Morgan Lewis

Sept. 10, 2019
Recorded Online

Join us for a focused discussion of new and enhanced disclosure requirements for retail advice under the Securities and Exchange Commission's Form CRS, Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, and the Certified Financial Planners Board's Standard of Conduct.

Topics Include:

  • Overview of disclosure requirements for broker-dealers and investment advisers
  • How to operationalize a holistic approach to disclosures and where to start
  • Layered disclosure structures
  • Treatment of conflicts of interest
  • Supporting CFP professionals' obligations under the new standards
  • Maintaining consistent disclosures over time


  • Lindsay B. Jackson, Partner, Morgan, Lewis & Bockius LLP
  • Jennifer L. Klass, Partner, Morgan, Lewis & Bockius LLP
  • Daniel R. Kleinman, Partner, Morgan, Lewis & Bockius LLP

More Information, How to Register

© 2020, Inc.