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View More SIFMA [Securities Industry and Financial Markets Association] Webcasts and Conferences

Regulation Best Interest Vendor Forum

SIFMA [Securities Industry and Financial Markets Association]

Jan. 16, 2020
12:00 p.m.
New York

Join SIFMA at 12:00 p.m. on Thursday, January 16 for a half-day session on products, tools and services available to assist with implementing and complying with Reg BI and Form CRS.

By June 30, 2020, registered broker-dealers must comply with Regulation Best Interest; and broker-dealers and investment advisers registered with the SEC must prepare, file, and deliver to retail investors, a new customer relationship summary (Form CRS). To complement SIFMA’s Reg BI Implementation Guide, this event will provide attendees an overview of the implementation considerations, and the opportunity to interact with vendors and consultants who are developing the products, tools and services to help firms with implementation and ongoing compliance.

SIFMA Conference Center
120 Broadway, Floor 2
New York, NY

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