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Reg BI: What Every Adviser Needs to Know (But is Afraid to Ask)


Dec. 3, 2019
Recorded Online

After the SEC approved a controversial set of rules and interpretations related to financial advice, most experts and advisers were left shrugging their shoulders. How could these new rules impact you and your business?

The four-part package, which includes Regulation Best Interest, sets a new standard of conduct for brokers, as well as an interpretation of the fiduciary duty that applies to registered investment advisers. But many RIAs and experts are wary of the long-term impact of these rules.

Join InvestmentNews’ regulatory reporter Mark Schoeff Jr. and advisers as they examine:

  • What do these rules really mean?
  • What are the short and long-term implications?
  • What do you need to change now to keep your practice compliant?

Participants will be able to ask questions of Mr. Schoeff and his guests that could help your business now and in the future.

Moderator: Mark Schoeff Jr., Senior Reporter, InvestmentNews


  • Karen Barr, President and Chief Executive Officer, Investment Adviser Association
  • Bradford Campbell, Partner, Drinker Biddle & Reath LLP
  • Kurt Wolfe, Associate, Troutman Sanders LLP

More Information, How to Register

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