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Reg BI Cometh!

fi360

June 18, 2019
Recorded Online
Webcast

After one false start followed by nearly a year of anticipation, the SEC Commissioners have finally adopted a new standard for investment recommendations. Regulation Best Interest (Reg BI) and its accompanying rules and forms will have a significant impact not only on broker-dealers, but also for registered investment advisers and investors.

In this webinar, we parse the details of the newly adopted regulations, including what’s new, what was expected, and what surprised us. We also discuss what we can expect for both organizations and advisors as the industry prepares for compliance.

Download Webinar Slides

Presenters:

  • Blaine Aikin, AIFA®, CFP®, CFA®, Executive Chairman, Fi360
  • Duane Thompson, AIFA®, Senior Policy Analyst, Fi360

More Information, How to Register

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