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What the Upcoming Election Means for Advisors


Oct. 31, 2016
Recorded Online

Advisors are accustomed to market volatility. But nowhere in recent memory has anyone seen as much political volatility as in the current election cycle. How will oversight of investment advisers change with new regulatory chiefs at the SEC and DOL under a Trump presidency? Will the current trajectory of regulation change with a Clinton in the White House? And will the DOL fiduciary rule morph into something else with a changing of the guard? What will Congress do in terms of tax reform and Wall Street oversight if Democrats take the Senate?

Join our industry experts Blaine Aikin, AIFA®, CFA®, CFP® and Duane Thompson, AIFA® as they look past Election 2016 to see what changes are in store for the financial services industry.


  • Blaine F. Aikin, AIFA®, CFA, CFP®, Executive Chairman, fi360
  • Duane Thompson, AIFA®, Senior Policy Analyst, fi360

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