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DOL Fiduciary Rule and Putting Investors First


May 25, 2016
Recorded Online

The DOL’s Fiduciary Rule is perhaps the most significant event in advisor oversight since ERISA was enacted in 1974. It will have a profound and lasting impact on how advisors provide advice and client services. The fundamental premise of the rule is that all advice is a fiduciary act and must therefore be in the best interests of the investors and beneficiaries.

In this session, fi360 Director Rich Lynch will cover the context and basics of the rule, key provisions of the rule, and steps advisors must take to get into compliance with the rule.

Presenter: J. Richard Lynch, AIFA®, Director, fi360

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