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Fiduciary Year in Review


Dec. 10, 2015
Recorded Online

SEC Chair Mary Jo White announces in March the agency will proceed with a fiduciary rulemaking and third-party outsourcing of some RIA exams. A month later the Department of Labor releases its revised fiduciary rule for comment.

In May the Supreme Court confirmed the fiduciary duty to monitor plan investment options is not subject to ERISA’s six-year statute of limitations.

These and other events of importance to investment fiduciaries promise to keep shaping the fiduciary standard in the New Year.

Join fi360 CEO Blaine Aikin and senior policy analyst Duane Thompson as they reprise the past year and identify key events investment fiduciaries should watch for in 2016.


  • Blaine F. Aikin, AIFA®, CFA, CFP®, CEO, fi360
  • Duane Thompson, AIFA®, Senior Policy Analyst, fi360

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